4//SEC Filing
U.S. SILICA HOLDINGS, INC. 4
Accession 0001209191-13-053538
CIK 0001524741operating
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 4:40 PM ET
Size
6.5 KB
Accession
0001209191-13-053538
Insider Transaction Report
Form 4
ASHE PRESCOTT
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.01
2013-11-20$30.70/sh−1,196,000$36,717,200→ 4,526,471 total(indirect: See footnotes)
Footnotes (3)
- [F1]On November 20, 2013, GGC USS Holdings, LLC (?Holdings?) sold an additional 1,196,000 shares in connection with the exercise of the underwriter?s option to purchase additional shares pursuant to the underwriting agreement for the offering of shares that closed on November 14, 2013.
- [F2]Mr. Ashe is a Managing Director of Golden Gate Capital, a private equity firm and sponsor of Holdings. Holdings is the direct beneficial owner of 4,526,471 shares of common stock of U.S. Silica Holdings, Inc. The shares beneficially owned directly by Holdings are beneficially owned indirectly by (a) Golden Gate Capital Opportunity Fund, L.P., (b) Golden Gate Capital Opportunity Fund-A, L.P., (c) GGCOF Third-Party Co-Invest, L.P. and (d) GGCOF Co-Invest, L.P. The shares indirectly held by the funds listed in clauses (a) through (c) are beneficially owned indirectly by their general partner, GGC Opportunity Fund Management, L.P. (?Management GP?), and the general partner of Management GP, GGC Opportunity Fund Management GP, Ltd. (?Ultimate GP?). (continued in footnote 3)
- [F3]The shares indirectly held by the fund listed in clause (d) are beneficially owned indirectly by its general partner, GGCOF Co-Invest Management, L.P. (?GGCOF Management?), the general partner of GGCOF Management, Management GP, and the general partner of Management GP, Ultimate GP. Ultimate GP has voting and dispositive authority over the shares held by Holdings and is governed by its board of directors. Mr. Ashe disclaims beneficial ownership of the shares held by Holdings, except to the extent of his pecuniary interest therein.
Documents
Issuer
U.S. SILICA HOLDINGS, INC.
CIK 0001524741
Entity typeoperating
IncorporatedTX
Related Parties
1- filerCIK 0001524741
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 4:40 PM ET
- Size
- 6.5 KB