TANDEM DIABETES CARE INC 4
4 · TANDEM DIABETES CARE INC · Filed Nov 21, 2013
Insider Transaction Report
Form 4
GREENE HOWARD E JR
Director
Transactions
- Conversion
Series B Preferred Stock
2013-11-19−25,555→ 0 total(indirect: See footnote)→ Common Stock (15,251 underlying) - Conversion
Series A Preferred Stock
2013-11-19−12,271→ 0 total(indirect: See footnote)→ Common Stock (7,323 underlying) - Conversion
Series C Preferred Stock
2013-11-19−16,491→ 0 total(indirect: See footnote)→ Common Stock (9,842 underlying) - Conversion
Series D Preferred Stock
2013-11-19−174,692→ 0 total(indirect: See footnote)→ Common Stock (104,256 underlying) - Conversion
Common Stock
2013-11-19+136,672→ 137,865 total(indirect: See footnote)
Footnotes (3)
- [F1]The securities are held by the Greene Family Trust.
- [F2]Each share of Preferred Stock automatically converted on a 1-to-0.5968 basis into Common Stock immediately upon the consummation of the Issuer's initial public offering and had no expiration date.
- [F3]The number of shares of Preferred Stock reflects the effect of applicable anti-dilution adjustments that occurred as a result of the issuance of the Series D Preferred Stock.