4//SEC Filing
DOVER SADDLERY INC 4
Accession 0001209191-13-053739
CIK 0001071625operating
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 3:17 PM ET
Size
12.2 KB
Accession
0001209191-13-053739
Insider Transaction Report
Form 4
Day Stephen L
DirectorCEO, President & Treasurer10% Owner
Transactions
- Award
Incentive Stock Option (right to buy)
2013-11-20$5.39/sh+15,725$84,758→ 62,900 totalExercise: $5.39Exp: 2018-11-19→ Common Stock (15,725 underlying) - Conversion
Incentive Stock Option (right to buy)
2013-11-20$1.36/sh−2,644$3,596→ 62,900 totalExercise: $1.36Exp: 2013-11-20→ Common Stock (2,644 underlying) - Purchase
Common Stock
2013-11-20$1.36/sh+2,644$3,596→ 614,744 total - Award
Non-Qualified Stock Option (right to buy)
2013-11-20$4.90/sh+3,500$17,150→ 20,440 totalExercise: $4.90Exp: 2023-11-19→ Common Stock (3,500 underlying)
Footnotes (5)
- [F1]Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Option to purchase a total of 2,644 shares of common stock, as reported in Table II.
- [F2]13,220 Incentive Stock Option granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
- [F3]Reflects total outstanding Incentive Stock Options held by this reporting person. Together with Non-Qualified Stock Options the total stock options held by this reporting person equals 83,340.
- [F4]Vest on anniversary of day of grant at rate 20 % per year for five years.
- [F5]Reflects total outstanding Non-Qualified Stock Options held by this reporting person. Together with Incentive Stock Options the total stock options held by this reporting person equals 83,340.
Documents
Issuer
DOVER SADDLERY INC
CIK 0001071625
Entity typeoperating
Related Parties
1- filerCIK 0001071625
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 3:17 PM ET
- Size
- 12.2 KB