DOVER SADDLERY INC 4

4 · DOVER SADDLERY INC · Filed Nov 22, 2013

Form 4

Period: 2013-11-20

DirectorCEO, President & Treasurer10% Owner

Transactions

Award
Incentive Stock Option (right to buy)
2013-11-20$5.39/sh+15,725$84,758→ 62,900 total
Exercise: $5.39Exp: 2018-11-19→ Common Stock (15,725 underlying)
Conversion
Incentive Stock Option (right to buy)
2013-11-20$1.36/sh−2,644$3,596→ 62,900 total
Exercise: $1.36Exp: 2013-11-20→ Common Stock (2,644 underlying)
Purchase
Common Stock
2013-11-20$1.36/sh+2,644$3,596→ 614,744 total
Award
Non-Qualified Stock Option (right to buy)
2013-11-20$4.90/sh+3,500$17,150→ 20,440 total
Exercise: $4.90Exp: 2023-11-19→ Common Stock (3,500 underlying)

Footnotes (5)

[F1]Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Option to purchase a total of 2,644 shares of common stock, as reported in Table II.
[F2]13,220 Incentive Stock Option granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
[F3]Reflects total outstanding Incentive Stock Options held by this reporting person. Together with Non-Qualified Stock Options the total stock options held by this reporting person equals 83,340.
[F4]Vest on anniversary of day of grant at rate 20 % per year for five years.
[F5]Reflects total outstanding Non-Qualified Stock Options held by this reporting person. Together with Incentive Stock Options the total stock options held by this reporting person equals 83,340.

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