4//SEC Filing
CARPENTER TECHNOLOGY CORP 4
Accession 0001209191-13-054899
$CRSCIK 0000017843operating
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 3:50 PM ET
Size
20.1 KB
Accession
0001209191-13-054899
Insider Transaction Report
Form 4
HICKS THOMAS O
Director
Transactions
- Sale
Common Stock
2013-12-02$60.59/sh−2,694$163,239→ 35,388 total(indirect: I) - Sale
Common Stock
2013-12-02$60.59/sh−1,617$97,980→ 49,513 total(indirect: I) - Sale
Common Stock
2013-12-02$60.59/sh−2,694$163,239→ 35,388 total(indirect: I) - Sale
Common Stock
2013-12-02$60.59/sh−2,694$163,239→ 35,388 total(indirect: I) - Sale
Common Stock
2013-12-02$60.59/sh−2,694$163,239→ 35,388 total(indirect: I) - Sale
Common Stock
2013-12-02$60.59/sh−3,234$195,960→ 42,465 total(indirect: I)
Holdings
- 199,518(indirect: I)
Common Stock
Footnotes (13)
- [F1]The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.74. Thomas O. Hicks (the "Principal") will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F10]The Principal may be deemed to beneficially own 42,465 shares of Common Stock held indirectly through WCH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
- [F11]The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.74. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F12]The Principal may be deemed to beneficially own 49,513 shares of Common Stock held indirectly through CFH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
- [F13]The Principal may be deemed to beneficially own 199,518 shares of Common Stock held indirectly through shares held by HHEP-Latrobe LP. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
- [F2]The Principal may be deemed to beneficially own 35,388 shares of Common Stock held indirectly through TOH Jr. Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
- [F3]The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.74. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]The Principal may be deemed to beneficially own 35,388 shares of Common Stock held indirectly through MHH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
- [F5]The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.74. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F6]The Principal may be deemed to beneficially own 35,388 shares of Common Stock held indirectly through JAH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
- [F7]The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.74. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F8]The Principal may be deemed to beneficially own 35,388 shares of Common Stock held indirectly through RBH Ventures Ltd. The Principal disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be deemed an admission that the Principal is the beneficial owner of the securities for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1933, as amended, or for any other purpose.
- [F9]The sales price represents a weighted average of the sales prices for multiple transactions on the same trading day. The range of sales prices was $60.50 to $60.74. The Principal will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
CARPENTER TECHNOLOGY CORP
CIK 0000017843
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000017843
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 3:50 PM ET
- Size
- 20.1 KB