ADVANCED ENERGY INDUSTRIES INC 4
4 · ADVANCED ENERGY INDUSTRIES INC · Filed Dec 4, 2013
Insider Transaction Report
Form 4
Hudgens Terry
Director
Transactions
- Sale
Common Stock
2013-12-02$23.27/sh−7,500$174,505→ 36,500 total
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
- [F2]The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $23.08 to $23.55. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]Mr. Hudgens has been granted a total of 39,000 RSUs in four grants (A) 15,000 RSUs granted May 4, 2010 which vest in four equal installments beginning on year from grant date (B) 8,000 RSUs granted May 4, 2011 which vested 100% on the first anniversary of the grant date, (C) 8,000 RSUs granted May 2, 2012 which will vest 100% on the first anniversary of the grant date. (D) 8,000 RSUs granted May 1, 2013 will vest 100% on the first anniversary of the grant date. As of this reporting date, the RSUs have vested as to 27,250 shares.