Xencor Inc 4
4 · Xencor Inc · Filed Dec 6, 2013
Insider Transaction Report
Form 4
Xencor IncXNCR
WERNER HAROLD R
Director
Transactions
- Conversion
Series A-1 Preferred Stock
2013-12-06−3,209,763→ 0 total(indirect: By Partnership)Exercise: $0.00→ Common Stock (1,035,407 underlying) - Conversion
Common Stock
2013-12-06+1,035,407→ 1,035,407 total(indirect: By Partnership)
Footnotes (2)
- [F1]Every 3.1 shares of Series A-1 Preferred Stock automatically converted into 1 share of common stock of the issuer on December 6, 2013, the date of the closing of the initial public offering of the issuer's securities.
- [F2]These securities are held of record by HealthCare Ventures VIII, L.P ("HCVVIII"). HealthCare Partners VIII, L.P. ("HCPVIII") is the General Partner of HCVVIII and HealthCare Partners VIII LLC (the "LLC") is the General Partner of HCPVIII. Mr. Werner is a manging director of the LLC and, as such, may be deemed to exercise shared voting and investment power with respect to the shares owned by HCVVIII. Mr. Werner disclaims beneficial ownership of the securities owned by HCVVIII except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.