Home/Filings/4/0001209191-13-055958
4//SEC Filing

Biota Pharmaceuticals, Inc. 4

Accession 0001209191-13-055958

$VXRTCIK 0000072444operating

Filed

Dec 8, 7:00 PM ET

Accepted

Dec 9, 5:53 PM ET

Size

8.6 KB

Accession

0001209191-13-055958

Insider Transaction Report

Form 4
Period: 2013-12-05
PATTI JOSEPH M
EVP, Corporate Dev & Strategy
Transactions
  • Award

    Stock Option (Right to Buy)

    2013-12-05+62,50062,500 total
    Exercise: $4.13Exp: 2023-12-05Common Stock (62,500 underlying)
  • Award

    Market Stock Units

    2013-12-05+15,62515,625 total
    Common Stock (15,625 underlying)
Footnotes (3)
  • [F1]This option is a performance based option that will be 100% vested and exercisable upon hitting the primary endpoint for the Issuer's Phase 2 IGLOO trial on or before June 30, 2015, as determined by the Issuer's Compensation Committee in its sole discretion.
  • [F2]Each Market Stock Unit (MSU) represents a right to receive up to 2.5 shares of the Issuer's common stock. The vesting amount will be determined based on the twenty day trailing average stock price of the Issuer's common stock measured as of the last day of the performance period beginning on December 5, 2013 and ending on January 1, 2017.
  • [F3]Unless earlier forfeited under the terms of the MSU or accelerated upon a change of control transaction, each MSU vests and converts into no more than 2.5 shares of the Issuer's common stock on January 1, 2017.

Issuer

Biota Pharmaceuticals, Inc.

CIK 0000072444

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000072444

Filing Metadata

Form type
4
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 5:53 PM ET
Size
8.6 KB