3/A//SEC Filing
StepStone-SYN Investments, L.L.L.P. 3/A
Accession 0001209191-13-056075
CIK 0000876378other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 12:03 PM ET
Size
15.9 KB
Accession
0001209191-13-056075
Insider Transaction Report
Form 3/AAmended
StepStone Group Holdings LLC
10% Owner
Holdings
- (indirect: See footnote.)
Series B Preferred Stock
Exercise: $0.00From: 2013-09-03→ Common Stock, par value $0.001 per share (5,611,555 underlying) - 11,791,010(indirect: See footnote.)
Common Stock, par value $0.001 per share
StepStone Group LLC
10% Owner
Holdings
- (indirect: See footnote.)
Series B Preferred Stock
Exercise: $0.00From: 2013-09-03→ Common Stock, par value $0.001 per share (5,611,555 underlying) - 11,791,010(indirect: See footnote.)
Common Stock, par value $0.001 per share
Holdings
- 11,791,010(indirect: See footnote.)
Common Stock, par value $0.001 per share
- (indirect: See footnote.)
Series B Preferred Stock
Exercise: $0.00From: 2013-09-03→ Common Stock, par value $0.001 per share (5,611,555 underlying)
StepStone Pioneer Capital II, L.P.
10% Owner
Holdings
- (indirect: See footnote.)
Series B Preferred Stock
Exercise: $0.00From: 2013-09-03→ Common Stock, par value $0.001 per share (5,611,555 underlying) - 11,791,010(indirect: See footnote.)
Common Stock, par value $0.001 per share
StepStone PC GP, LLC
10% Owner
Holdings
- (indirect: See footnote.)
Series B Preferred Stock
Exercise: $0.00From: 2013-09-03→ Common Stock, par value $0.001 per share (5,611,555 underlying) - 11,791,010(indirect: See footnote.)
Common Stock, par value $0.001 per share
StepStone-SYN Investments, L.L.L.P.
10% Owner
Holdings
- 11,791,010(indirect: See footnote.)
Common Stock, par value $0.001 per share
- (indirect: See footnote.)
Series B Preferred Stock
Exercise: $0.00From: 2013-09-03→ Common Stock, par value $0.001 per share (5,611,555 underlying)
Footnotes (4)
- [F1]The Form 3 filed on September 11, 2013 mistakenly reported the ownership of StepStone-SYN Investments, L.L.L.P. ("StepStone SYN") as 11,791,454 Common Shares. This Amendment No. 1 is filed to correct such disclosure.
- [F2]The reporting persons may be deemed to be members of a group beneficially owning 10% or more of the shares of common stock of the issuer ("Common Shares") within the meaning of Section 13(d) of the Securities Exchange Act of 1934. Except as set forth herein, the reporting persons disclaim beneficial ownership of all securities other than those reported herein, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owner of the securities of such group for purposes of Section 16 or any other purpose.
- [F3]StepStone Group Holdings LLC is the general partner of StepStone Group LP ("StepStone LP"), which is the sole member of StepStone PC GP, LLC ("StepStone PC"), which is the sole general partner of each of StepStone Pioneer Capital Buyout Fund II, L.P. ("StepStone Buyout"), StepStone Pioneer Capital II, L.P. ("StepStone Capital II") and StepStone SYN (together with StepStone Buyout and StepStone Capital II, the "StepStone Funds")). StepStone Buyout directly owns 83,037 Common Shares, StepStone Capital II directly owns 147,622 Common Shares and StepStone SYN owns 11,560,351 Common Shares and 561,155.5 shares of Series B Preferred Stock.
- [F4]Shares of Series B Preferred Stock are convertible into Common Stock on a 10 for 1 basis at any time and have no expiration date.
Documents
Issuer
SafeStitch Medical, Inc.
CIK 0000876378
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001586238
Filing Metadata
- Form type
- 3/A
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 12:03 PM ET
- Size
- 15.9 KB