4//SEC Filing
JTH Holding, Inc. 4
Accession 0001209191-13-056235
CIK 0001528930operating
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 8:04 PM ET
Size
15.2 KB
Accession
0001209191-13-056235
Insider Transaction Report
Form 4
ALLEGRA JOSEPH A
10% Owner
Transactions
- Award
Restricted Stock Units
2013-05-31+1,602→ 1,602 totalExercise: $0.00→ Class A Common Stock (1,602 underlying) - Award
Stock option (right to buy)
2013-05-31$16.38/sh+1,898$31,089→ 1,898 totalExercise: $16.38Exp: 2018-05-31→ Class A Common Stock (1,898 underlying)
MARTINSON JOHN H
10% Owner
Transactions
- Award
Stock option (right to buy)
2013-05-31$16.38/sh+1,898$31,089→ 1,898 totalExercise: $16.38Exp: 2018-05-31→ Class A Common Stock (1,898 underlying) - Award
Restricted Stock Units
2013-05-31+1,602→ 1,602 totalExercise: $0.00→ Class A Common Stock (1,602 underlying)
EDISON VENTURE FUND IV LP
10% Owner
Transactions
- Award
Restricted Stock Units
2013-05-31+1,602→ 1,602 totalExercise: $0.00→ Class A Common Stock (1,602 underlying) - Award
Stock option (right to buy)
2013-05-31$16.38/sh+1,898$31,089→ 1,898 totalExercise: $16.38Exp: 2018-05-31→ Class A Common Stock (1,898 underlying)
MARTINSON ROSS T
10% Owner
Transactions
- Award
Stock option (right to buy)
2013-05-31$16.38/sh+1,898$31,089→ 1,898 totalExercise: $16.38Exp: 2018-05-31→ Class A Common Stock (1,898 underlying) - Award
Restricted Stock Units
2013-05-31+1,602→ 1,602 totalExercise: $0.00→ Class A Common Stock (1,602 underlying)
Edison Partners IV LP
10% Owner
Transactions
- Award
Restricted Stock Units
2013-05-31+1,602→ 1,602 totalExercise: $0.00→ Class A Common Stock (1,602 underlying) - Award
Stock option (right to buy)
2013-05-31$16.38/sh+1,898$31,089→ 1,898 totalExercise: $16.38Exp: 2018-05-31→ Class A Common Stock (1,898 underlying)
Footnotes (4)
- [F1]The option was originally scheduled to vest in full on November 30, 2013, subject to Mr. Gary P. Golding's continuous service as a director of the issuer as of the applicable vesting date. Mr. Golding's service as a director of the issuer concluded at the 2013 annual meeting of the stockholders held on November 14, 2013. As a result, this option did not vest and was cancelled for no additional consideration.
- [F2]The securities are held by Edison Venture Fund IV, L.P. ("Edison Venture"). Edison Partners IV, L.P. ("Edison Partners") is the general partner of Edison Venture. Joseph A. Allegra, Gary P. Golding, John H. Martinson and Ross T. Martinson are general partners of Edison Partners and may be deemed to beneficially own the shares held by Edison Venture. Mr. Golding is a former director of the issuer and has, therefore, filed separate reports under Section 16. Each reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his or its respective pecuniary interest therein.
- [F3]The restricted stock units were granted to Edison Venture in respect of Mr. Golding's service as a director of the issuer. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
- [F4]The restricted stock units were originally scheduled to vest in full on November 30, 2014, subject to Mr. Golding's continuous service as a director of the issuer as of the applicable vesting date. Mr. Golding's service as a director of the issuer concluded at the 2013 annual meeting of the stockholders held on November 14, 2013. As a result, these restricted stock units did not vest and were cancelled for no additional consideration.
Documents
Issuer
JTH Holding, Inc.
CIK 0001528930
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001528930
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 8:04 PM ET
- Size
- 15.2 KB