4//SEC Filing
JTH Holding, Inc. 4
Accession 0001209191-13-056238
CIK 0001528930operating
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 8:06 PM ET
Size
9.5 KB
Accession
0001209191-13-056238
Insider Transaction Report
Form 4
Golding Gary Patrick
Director10% Owner
Transactions
- Award
Restricted Stock Units
2013-05-31+1,602→ 1,602 total(indirect: By Edison Venture Fund IV, L.P.)Exercise: $0.00→ Class A Common Stock (1,602 underlying) - Award
Stock option (right to buy)
2013-05-31$16.38/sh+1,898$31,089→ 1,898 total(indirect: By Edison Venture Fund IV, L.P.)Exercise: $16.38Exp: 2018-05-31→ Class A Common Stock (1,898 underlying)
Footnotes (4)
- [F1]The option was originally scheduled to vest in full on November 30, 2013, subject to the reporting person's continuous service as a director of the issuer as of the applicable vesting date. The reporting person's service as a director of the issuer concluded at the 2013 annual meeting of the stockholders held on November 14, 2013. As a result, this option did not vest and was cancelled for no additional consideration.
- [F2]The securities are held by Edison Venture Fund IV, L.P. ("Edison Venture"). Edison Partners IV, L.P. ("Edison Partners") is the general partner of Edison Venture. Joseph A. Allegra, Gary P. Golding, John H. Martinson and Ross T. Martinson are general partners of Edison Partners and may be deemed to beneficially own the shares held by Edison Venture. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.
- [F3]The restricted stock units were granted to Edison Venture in respect of the reporting person's service as a director of the issuer. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
- [F4]The restricted stock units were originally scheduled to vest in full on November 30, 2014, subject to the reporting person's continuous service as a director of the issuer as of the applicable vesting date. The reporting person's service as a director of the issuer concluded at the 2013 annual meeting of the stockholders held on November 14, 2013. As a result, these restricted stock units did not vest and were cancelled for no additional consideration.
Documents
Issuer
JTH Holding, Inc.
CIK 0001528930
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001528930
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 8:06 PM ET
- Size
- 9.5 KB