4//SEC Filing
Regional Management Corp. 4
Accession 0001209191-13-056719
$RMCIK 0001519401operating
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 7:14 PM ET
Size
16.2 KB
Accession
0001209191-13-056719
Insider Transaction Report
Form 4
Parallel 2005 Equity Partners, LLC
Director10% Owner
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2013-12-10−4,000→ 16,000 total(indirect: See footnote)Exercise: $15.00Exp: 2022-03-27→ Common Stock (4,000 underlying) - Exercise/Conversion
Common Stock, par value $0.10 per share
2013-12-10$15.00/sh+4,000$60,000→ 658,232 total(indirect: See footnotes) - Sale
Common Stock, par value $0.10 per share
2013-12-10$29.61/sh−658,232$19,486,958→ 0 total(indirect: See footnotes)
FLETCHER FRANK BARRON III
Director10% Owner
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2013-12-10−4,000→ 16,000 total(indirect: See footnote)Exercise: $15.00Exp: 2022-03-27→ Common Stock (4,000 underlying) - Exercise/Conversion
Common Stock, par value $0.10 per share
2013-12-10$15.00/sh+4,000$60,000→ 658,232 total(indirect: See footnotes) - Sale
Common Stock, par value $0.10 per share
2013-12-10$29.61/sh−658,232$19,486,958→ 0 total(indirect: See footnotes)
Parallel 2005 Equity Partners, LP
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock, par value $0.10 per share
2013-12-10$15.00/sh+4,000$60,000→ 658,232 total(indirect: See footnotes) - Exercise/Conversion
Stock Option (right to buy)
2013-12-10−4,000→ 16,000 total(indirect: See footnote)Exercise: $15.00Exp: 2022-03-27→ Common Stock (4,000 underlying) - Sale
Common Stock, par value $0.10 per share
2013-12-10$29.61/sh−658,232$19,486,958→ 0 total(indirect: See footnotes)
Parallel 2005 Equity Fund LP
Director10% Owner
Transactions
- Sale
Common Stock, par value $0.10 per share
2013-12-10$29.61/sh−658,232$19,486,958→ 0 total(indirect: See footnotes) - Exercise/Conversion
Common Stock, par value $0.10 per share
2013-12-10$15.00/sh+4,000$60,000→ 658,232 total(indirect: See footnotes) - Exercise/Conversion
Stock Option (right to buy)
2013-12-10−4,000→ 16,000 total(indirect: See footnote)Exercise: $15.00Exp: 2022-03-27→ Common Stock (4,000 underlying)
Footnotes (5)
- [F1]Includes 648,850 shares of common stock of Regional Management Corp. (the "Issuer") held directly by Parallel 2005 Equity Fund, LP and 4,691 shares of common stock held by each of Richard T. Dell'Aquila and Jared L. Johnson as nominee holders on behalf of Parallel 2005 Equity Fund, LP.
- [F2]This amount represents the $31.00 public offering price per share of the common stock of the Issuer less the underwriting discount of $1.395 per share.
- [F3]These securities are held by Richard T. Dell'Aquila and Jared L. Johnson as nominee holders on behalf of Parallel 2005 Equity Fund, LP.
- [F4]The general partner of Parallel 2005 Equity Fund, LP is Parallel 2005 Equity Partners, LP. The general partner of Parallel 2005 Equity Partners, LP is Parallel 2005 Equity Partners, LLC. F. Barron Fletcher, III is the managing member of Parallel 2005 Equity Partners, LLC. Mr. Johnson is a Managing Director of Parallel Investment Partners, LLC, which is an affiliate of Parallel 2005 Equity Partners, LLC. Mr. Dell'Aquila is a Managing Director of Parallel Investment Partners, LLC, which is an affiliate of Parallel 2005 Equity Partners, LLC.
- [F5]The option vests in five equal annual installments beginning on March 27, 2013.
Documents
Issuer
Regional Management Corp.
CIK 0001519401
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001519401
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 7:14 PM ET
- Size
- 16.2 KB