4//SEC Filing
Regional Management Corp. 4
Accession 0001209191-13-056722
$RMCIK 0001519401operating
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 7:21 PM ET
Size
14.5 KB
Accession
0001209191-13-056722
Insider Transaction Report
Form 4
Palladium Equity Partners III, L.L.C.
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock, par value $0.10 per share
2013-12-10$15.00/sh+4,000$60,000→ 1,148,622 total(indirect: See footnotes) - Sale
Common Stock, par value $0.10 per share
2013-12-10$29.61/sh−1,148,622$34,004,954→ 0 total(indirect: See footnotes) - Exercise/Conversion
Stock Option (right to buy)
2013-12-10−4,000→ 16,000 total(indirect: See footnotes)Exercise: $15.00Exp: 2022-03-27→ Common Stock (4,000 underlying)
Rodriguez Marcos A
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock, par value $0.10 per share
2013-12-10$15.00/sh+4,000$60,000→ 1,148,622 total(indirect: See footnotes) - Sale
Common Stock, par value $0.10 per share
2013-12-10$29.61/sh−1,148,622$34,004,954→ 0 total(indirect: See footnotes) - Exercise/Conversion
Stock Option (right to buy)
2013-12-10−4,000→ 16,000 total(indirect: See footnotes)Exercise: $15.00Exp: 2022-03-27→ Common Stock (4,000 underlying)
Palladium Equity Partners III L P
Director10% Owner
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2013-12-10−4,000→ 16,000 total(indirect: See footnotes)Exercise: $15.00Exp: 2022-03-27→ Common Stock (4,000 underlying) - Exercise/Conversion
Common Stock, par value $0.10 per share
2013-12-10$15.00/sh+4,000$60,000→ 1,148,622 total(indirect: See footnotes) - Sale
Common Stock, par value $0.10 per share
2013-12-10$29.61/sh−1,148,622$34,004,954→ 0 total(indirect: See footnotes)
Footnotes (5)
- [F1]Includes 1,139,240 shares of common stock of Regional Management Corp. (the "Issuer") held directly by Palladium Equity Partners III, L.P. and 4,691 shares of common stock held by each of David Perez and Erik A. Scott as nominee holders on behalf of Palladium Equity Partners III, L.P.
- [F2]This amount represents the $31.00 public offering price per share of the common stock of the Issuer less the underwriting discount of $1.395 per share.
- [F3]These securities are held by David Perez and Erik A. Scott as nominee holders on behalf of Palladium Equity Partners III, L.P.
- [F4]The general partner of Palladium Equity Partners III, L.P. is Palladium Equity Partners III, L.L.C. Marcos A. Rodriguez is the managing member of Palladium Equity Partners III, L.L.C. Mr. Perez is a Managing Director of Palladium Equity Partners III, L.P. Mr. Scott is a Managing Director of Palladium Equity Partners III, L.P.
- [F5]The option vests in five equal annual installments beginning on March 27, 2013.
Documents
Issuer
Regional Management Corp.
CIK 0001519401
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001519401
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 7:21 PM ET
- Size
- 14.5 KB