$RM·4

Regional Management Corp. · Dec 12, 7:26 PM ET

Regional Management Corp. 4

4 · Regional Management Corp. · Filed Dec 12, 2013

Insider Transaction Report

Form 4
Period: 2013-12-10
Transactions
  • Sale

    Common Stock, par value $0.10 per share

    2013-12-10$29.61/sh4,691$138,8770 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-12-102,0000 total
    Exercise: $15.00Exp: 2022-03-27Common Stock (2,000 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.10 per share

    2013-12-10$15.00/sh+2,000$30,0000 total
Footnotes (3)
  • [F1]Pursuant to the arrangements between the Reporting Person and Parallel 2005 Equity Fund, LP (the "Fund"), the Reporting Person is not permitted to retain the equity awards granted by Regional Management Corp. (the "Issuer"), and the Reporting Person is required to hold such securities for the benefit of the Fund. The Reporting Person disclaims any pecuniary interest in the securities reported herein.
  • [F2]This amount represents the $31.00 public offering price per share of the common stock of the Issuer less the underwriting discount of $1.395 per share.
  • [F3]The option vests in five equal annual installments beginning on the first anniversary of March 27, 2012.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION