Home/Filings/4/0001209191-13-056724
4//SEC Filing

Regional Management Corp. 4

Accession 0001209191-13-056724

$RMCIK 0001519401operating

Filed

Dec 11, 7:00 PM ET

Accepted

Dec 12, 7:26 PM ET

Size

10.0 KB

Accession

0001209191-13-056724

Insider Transaction Report

Form 4
Period: 2013-12-10
Transactions
  • Sale

    Common Stock, par value $0.10 per share

    2013-12-10$29.61/sh4,691$138,8770 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-12-102,0000 total
    Exercise: $15.00Exp: 2022-03-27Common Stock (2,000 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.10 per share

    2013-12-10$15.00/sh+2,000$30,0000 total
Footnotes (3)
  • [F1]Pursuant to the arrangements between the Reporting Person and Parallel 2005 Equity Fund, LP (the "Fund"), the Reporting Person is not permitted to retain the equity awards granted by Regional Management Corp. (the "Issuer"), and the Reporting Person is required to hold such securities for the benefit of the Fund. The Reporting Person disclaims any pecuniary interest in the securities reported herein.
  • [F2]This amount represents the $31.00 public offering price per share of the common stock of the Issuer less the underwriting discount of $1.395 per share.
  • [F3]The option vests in five equal annual installments beginning on the first anniversary of March 27, 2012.

Issuer

Regional Management Corp.

CIK 0001519401

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001519401

Filing Metadata

Form type
4
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 7:26 PM ET
Size
10.0 KB