4//SEC Filing
Onex Allison Holding Ltd S.A.R.L. 4
Accession 0001209191-13-057788
CIK 0001411207other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 5:22 PM ET
Size
20.1 KB
Accession
0001209191-13-057788
Insider Transaction Report
Form 4
Onex American Holdings II LLC
10% Owner
Transactions
- Sale
Common Stock
2013-12-16$25.56/sh−6,250,000$159,750,000→ 49,696,249 total(indirect: See footnotes)
Allison Executive Investco LLC
10% Owner
Transactions
- Sale
Common Stock
2013-12-16$25.56/sh−6,250,000$159,750,000→ 49,696,249 total(indirect: See footnotes)
Allison Executive Investco II LLC
10% Owner
Transactions
- Sale
Common Stock
2013-12-16$25.56/sh−6,250,000$159,750,000→ 49,696,249 total(indirect: See footnotes)
OAH Wind LLC
10% Owner
Transactions
- Sale
Common Stock
2013-12-16$25.56/sh−6,250,000$159,750,000→ 49,696,249 total(indirect: See footnotes)
Onex Allison Holding Ltd S.A.R.L.
10% Owner
Transactions
- Sale
Common Stock
2013-12-16$25.56/sh−6,250,000$159,750,000→ 49,696,249 total(indirect: See footnotes)
ONEX CORP
10% Owner
Transactions
- Sale
Common Stock
2013-12-16$25.56/sh−6,250,000$159,750,000→ 49,696,249 total(indirect: See footnotes)
SCHWARTZ GERALD W
10% Owner
Transactions
- Sale
Common Stock
2013-12-16$25.56/sh−6,250,000$159,750,000→ 49,696,249 total(indirect: See footnotes)
Onex American Holdings GP LLC
10% Owner
Transactions
- Sale
Common Stock
2013-12-16$25.56/sh−6,250,000$159,750,000→ 49,696,249 total(indirect: See footnotes)
Onex American Holdings Subco LLC
10% Owner
Transactions
- Sale
Common Stock
2013-12-16$25.56/sh−6,250,000$159,750,000→ 49,696,249 total(indirect: See footnotes)
Footnotes (4)
- [F1]Following the reported transaction, includes: (i) 22,467,227 shares of common stock held by Onex Partners II LP; (ii) 15,104,562 shares of common stock held by Onex Allison Holding Limited S.a R.L.; (iii) 10,591,003 shares of common stock held by Onex Allison Co-Invest LP; (iv) 423,259 shares of common stock held by Onex US Principals LP; and (v) 211,168 shares of common stock held by Onex Partners II GP LP.
- [F2]Onex Corporation may be deemed to beneficially own the common stock held by (a) Onex Partners II LP, through Onex Corporation's ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners II GP LP, the general partner of Onex Partners II LP; (b) Onex Allison Holding Limited S.a R.L., through Onex Corporation's ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of each of Allison Executive Investco LLC, which owns all of the equity of Allison Executive Investco II LLC, and Onex American Holdings Subco LLC, which owns all of the equity interests of OAH Wind LLC, which OAH Wind LLC and Allison Executive Investco II LLC own all of the equity interests of Onex Allison Holding Limited S.a R.L.; (continued)
- [F3](c) Onex Allison Co-Invest LP, through Onex Corporation's ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners II GP LP, the general partner of Onex Allison Co-Invest LP; (d) Onex US Principals LP, through Onex Corporation's ownership of all of the equity of Onex American Holdings II LLC, which owns all of the equity of Onex American Holdings GP LLC, the general partner of Onex US Principals LP; and (e) Onex Partners II GP LP, through Onex Corporation's ownership of all of the common stock of Onex Partners GP Inc., the general partner of Onex Partners II GP LP.
- [F4]New PCo II Investments Ltd. is the record holder of 897,845 shares of common stock and 1,185 shares of non-voting common stock. 1597257 Ontario Inc., the sole shareholder of New PCo II Investments Ltd., is an independent entity that is controlled by Mr. Gerald W. Schwartz. Mr. Schwartz, the Chairman, President and Chief Executive Officer of Onex Corporation, owns shares representing a majority of the voting rights of the shares of Onex Corporation and as such may be deemed to beneficially own all of the common stock owned beneficially by Onex Corporation. Mr. Schwartz disclaims any such beneficial ownership. Mr. Schwartz has indirect voting and investment control of Onex Corporation.
Documents
Issuer
Allison Transmission Holdings Inc
CIK 0001411207
Entity typeother
IncorporatedLuxembourg
Related Parties
1- filerCIK 0001544397
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 5:22 PM ET
- Size
- 20.1 KB