STERLING BANCORP 4/A
4/A · STERLING BANCORP · Filed Dec 20, 2013
Insider Transaction Report
Form 4/AAmended
APPLEBAUM HOWARD M
Commercial Finance Executive
Transactions
- Award
Common Stock
2013-10-31+56,995→ 56,995 total - Award
Common stock
2013-10-31+51,195→ 108,190 total
Holdings
- 4,220(indirect: By IRA)
Common Stock
- 3,629(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Correction to reflect the surrender of shares for tax withholding prior to conversion of the shares in connection with the merger.
- [F2]Received in exchange for 45916 shares of Sterling Bancorp stock in connection with the merger of Sterling Bancorp into Providnet New York Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Sterling Bancorp's common stock was $14.75 per share, and the closing price of Provident New York Bancorp's common stock was $11.72 per share.
- [F3]Grant of Restricted Stock subject to time-based vesting in three equal installments starting on 10/24/2014.