Home/Filings/4/0001209191-14-001298
4//SEC Filing

NEUSTAR INC 4

Accession 0001209191-14-001298

CIK 0001265888operating

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 7:21 PM ET

Size

15.5 KB

Accession

0001209191-14-001298

Insider Transaction Report

Form 4
Period: 2014-01-01
Berry Alex
SVP, Enterprise Services
Transactions
  • Tax Payment

    Class A Common Stock

    2014-01-01$49.86/sh1,915$95,48229,495 total
  • Exercise/Conversion

    Class A Common Stock

    2014-01-01+2,84032,335 total
  • Exercise/Conversion

    Class A Common Stock

    2014-01-01+5,49431,410 total
  • Tax Payment

    Class A Common Stock

    2014-01-01$49.86/sh941$46,91831,394 total
  • Exercise/Conversion

    Performance Share Units

    2014-01-015,4940 total
    Exercise: $0.00From: 2014-01-01Class A Common Stock (5,494 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2014-01-012,8408,520 total
    Exercise: $0.00Class A Common Stock (2,840 underlying)
Footnotes (6)
  • [F1]Includes shares that are subject to restricted stock agreements under the NeuStar, Inc. 2009 Stock Incentive Plan.
  • [F2]The price is equal to the closing price of the Class A Common Stock on December 31, 2013.
  • [F3]Each performance share unit represented a right to receive a share of Class A Common Stock based on, and subject to, the achievement of certain revenue and EBITDA goals set forth in the Performance Award Agreement. The number of shares of Class A Common Stock, together with Dividend Equivalents (as defined in the NeuStar Inc. 2009 Stock Incentive Plan) on such performance share units, that the Reporting Person was entitled to receive ranged from 0% to 150% of the number of shares of performance share units granted.
  • [F4]The performance share units terminate if the Reporting Person experiences a Termination (as defined in the NeusStar Inc. 2009 Stock Incentive Plan) before January 1, 2014.
  • [F5]Twenty percent of the restricted stock units vest on each of January 1, 2013, 2014, 2015, 2016 and 2017.
  • [F6]Upon the Reporting Person's Termination (as defined in the NeuStar Inc. 2009 Stock Incentive Plan (the "Plan")), including by reason of death or Disability (as defined in the Plan), other than by the Company for Cause (as defined in the Plan) or by the Reporting Person without Good Reason (as defined in the Restricted Stock Unit Agreement), any unvested restricted stock units that would have vested during the 12 months after such separation from NeuStar, Inc. shall immediately vest, and the remainder of any unvested restricted stock units shall be immediately forfeited without compensation.

Issuer

NEUSTAR INC

CIK 0001265888

Entity typeoperating

Related Parties

1
  • filerCIK 0001265888

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 7:21 PM ET
Size
15.5 KB