Financial Engines, Inc. 4
4 · Financial Engines, Inc. · Filed Jan 9, 2014
Insider Transaction Report
Form 4
SHARP MARY LEE
EVP Human Resources
Transactions
- Exercise/Conversion
Common Stock
2014-01-08$23.14/sh+730$16,892→ 776 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-01-08−730→ 17,500 totalExercise: $23.14Exp: 2022-01-17→ Common Stock (730 underlying) - Sale
Common Stock
2014-01-08$67.88/sh−730$49,555→ 46 total
Footnotes (3)
- [F1]The sale reported in this Form 4 was effected persuant to a 10b5-1 trading plan adopted by the reporting person on November 19, 2012.
- [F2]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $67.40 to $68.20 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The option award vests as to 8,750 shares on 01/03/13, and the remaining shares vest monthly thereafter from 02/03/13 to 01/03/16.