EMPIRE RESORTS INC 4
4 · EMPIRE RESORTS INC · Filed Jan 13, 2014
Insider Transaction Report
Form 4
SIMON JAMES
Director
Transactions
- Exercise/Conversion
Common Stock, $.01 par value per share
2014-01-08$4.20/sh+8,333$34,999→ 61,753 total - Sale
Common Stock, $.01 par value per share
2014-01-08$5.20/sh−8,333$43,332→ 53,420 total - Exercise/Conversion
Option to purchase Common Stock (right to buy
2014-01-08−8,333→ 0 totalExercise: $4.20Exp: 2014-01-14→ Common Stock, $.01 par value per share (8,333 underlying)
Footnotes (2)
- [F1]The exercise of an option held by Mr. Simon and the sale of the underlying shares were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Simon effective as of November 12, 2013.
- [F2]The option was fully vested as of October 15, 2009.