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4//SEC Filing

WLR IV Exco AIV Three, L.P. 4

Accession 0001209191-14-003783

CIK 0000316300other
View on SEC.govCompany Profile

Filed

Jan 16, 7:00 PM ET

Accepted

Jan 17, 5:26 PM ET

Size

67.2 KB

Accession

0001209191-14-003783

Insider Transaction Report

Form 4
Period: 2014-01-17
EXCO RESOURCES INCXCO
WLR IV Exco AIV One, L.P.
Director10% Owner
Transactions
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,650,028→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,697,088 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,003→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,592 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,697,088$13,485,440→ 6,347,116 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,796$13,478,980→ 6,344,076 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,172→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,694,978 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−83,401→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (61,627 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−7,524,915→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,881,229 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,694,978$13,474,890→ 6,342,150 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,592$13,477,960→ 6,343,595 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,280→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,796 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−2,006,248→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,482,462 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,696,084$13,480,420→ 6,344,754 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,482,462$7,412,310→ 3,488,710 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,881,229$9,406,145→ 9,406,144 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,360→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,117 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,670→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,696,084 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,117$13,475,585→ 6,342,477 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+61,627$308,135→ 145,028 total(indirect: See Footnotes)
WLR IV Exco AIV Four, L.P.
Director10% Owner
Transactions
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−7,524,915→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,881,229 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,694,978$13,474,890→ 6,342,150 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,697,088$13,485,440→ 6,347,116 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,360→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,117 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,592$13,477,960→ 6,343,595 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,482,462$7,412,310→ 3,488,710 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+61,627$308,135→ 145,028 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,280→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,796 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−83,401→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (61,627 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,696,084$13,480,420→ 6,344,754 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,881,229$9,406,145→ 9,406,144 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,172→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,694,978 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,650,028→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,697,088 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−2,006,248→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,482,462 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,117$13,475,585→ 6,342,477 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,796$13,478,980→ 6,344,076 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,003→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,592 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,670→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,696,084 underlying)
WLR IV Exco AIV Five, L.P.
Director10% Owner
Transactions
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,172→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,694,978 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,003→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,592 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−2,006,248→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,482,462 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−7,524,915→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,881,229 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,697,088$13,485,440→ 6,347,116 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,650,028→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,697,088 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,796$13,478,980→ 6,344,076 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,694,978$13,474,890→ 6,342,150 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,696,084$13,480,420→ 6,344,754 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+61,627$308,135→ 145,028 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,881,229$9,406,145→ 9,406,144 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,360→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,117 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,592$13,477,960→ 6,343,595 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,117$13,475,585→ 6,342,477 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,482,462$7,412,310→ 3,488,710 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,670→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,696,084 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,280→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,796 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−83,401→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (61,627 underlying)
WLR IV Exco AIV Six, L.P.
Director10% Owner
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,696,084$13,480,420→ 6,344,754 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,482,462$7,412,310→ 3,488,710 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+61,627$308,135→ 145,028 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,172→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,694,978 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,694,978$13,474,890→ 6,342,150 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,670→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,696,084 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−83,401→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (61,627 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,592$13,477,960→ 6,343,595 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,117$13,475,585→ 6,342,477 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,796$13,478,980→ 6,344,076 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,697,088$13,485,440→ 6,347,116 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,881,229$9,406,145→ 9,406,144 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,650,028→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,697,088 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−7,524,915→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,881,229 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,003→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,592 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,360→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,117 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,280→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,796 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−2,006,248→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,482,462 underlying)
WL ROSS & CO LLC
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,697,088$13,485,440→ 6,347,116 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+61,627$308,135→ 145,028 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−7,524,915→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,881,229 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,694,978$13,474,890→ 6,342,150 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,592$13,477,960→ 6,343,595 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,796$13,478,980→ 6,344,076 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,482,462$7,412,310→ 3,488,710 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,881,229$9,406,145→ 9,406,144 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,172→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,694,978 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,003→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,592 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,360→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,117 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,280→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,796 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,696,084$13,480,420→ 6,344,754 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,650,028→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,697,088 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,670→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,696,084 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,117$13,475,585→ 6,342,477 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−2,006,248→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,482,462 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−83,401→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (61,627 underlying)
El Vedado, LLC
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,482,462$7,412,310→ 3,488,710 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,280→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,796 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−83,401→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (61,627 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−7,524,915→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,881,229 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,694,978$13,474,890→ 6,342,150 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,796$13,478,980→ 6,344,076 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,172→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,694,978 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+61,627$308,135→ 145,028 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,003→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,592 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,670→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,696,084 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,592$13,477,960→ 6,343,595 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,881,229$9,406,145→ 9,406,144 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,697,088$13,485,440→ 6,347,116 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,117$13,475,585→ 6,342,477 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,696,084$13,480,420→ 6,344,754 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,650,028→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,697,088 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,360→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,117 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−2,006,248→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,482,462 underlying)
WLR Recovery Associates IV LLC
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,592$13,477,960→ 6,343,595 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,172→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,694,978 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,360→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,117 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,670→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,696,084 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,280→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,796 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−2,006,248→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,482,462 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−83,401→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (61,627 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,697,088$13,485,440→ 6,347,116 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,117$13,475,585→ 6,342,477 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,482,462$7,412,310→ 3,488,710 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+61,627$308,135→ 145,028 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,650,028→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,697,088 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,003→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,592 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−7,524,915→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,881,229 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,694,978$13,474,890→ 6,342,150 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,696,084$13,480,420→ 6,344,754 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,796$13,478,980→ 6,344,076 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,881,229$9,406,145→ 9,406,144 total(indirect: See Footnotes)
WLR IV Exco AIV Two, L.P.
Director10% Owner
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,592$13,477,960→ 6,343,595 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,117$13,475,585→ 6,342,477 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+61,627$308,135→ 145,028 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,697,088$13,485,440→ 6,347,116 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,696,084$13,480,420→ 6,344,754 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,796$13,478,980→ 6,344,076 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,172→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,694,978 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,694,978$13,474,890→ 6,342,150 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,482,462$7,412,310→ 3,488,710 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,881,229$9,406,145→ 9,406,144 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,650,028→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,697,088 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,003→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,592 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,360→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,117 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,670→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,696,084 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,280→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,796 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−2,006,248→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,482,462 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−83,401→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (61,627 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−7,524,915→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,881,229 underlying)
WLR IV Exco AIV Three, L.P.
Director10% Owner
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,694,978$13,474,890→ 6,342,150 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,697,088$13,485,440→ 6,347,116 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,117$13,475,585→ 6,342,477 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,696,084$13,480,420→ 6,344,754 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,796$13,478,980→ 6,344,076 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,650,028→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,697,088 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−2,006,248→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,482,462 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,360→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,117 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,670→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,696,084 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,280→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,796 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−7,524,915→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,881,229 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+61,627$308,135→ 145,028 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,172→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,694,978 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,003→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,592 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,592$13,477,960→ 6,343,595 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,482,462$7,412,310→ 3,488,710 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,881,229$9,406,145→ 9,406,144 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−83,401→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (61,627 underlying)
WL Ross Group, L.P.
10% Owner
Transactions
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−83,401→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (61,627 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−7,524,915→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,881,229 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,650,028→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,697,088 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,881,229$9,406,145→ 9,406,144 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,360→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,117 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,670→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,696,084 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−2,006,248→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (1,482,462 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,694,978$13,474,890→ 6,342,150 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,697,088$13,485,440→ 6,347,116 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,117$13,475,585→ 6,342,477 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,796$13,478,980→ 6,344,076 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+61,627$308,135→ 145,028 total(indirect: See Footnotes)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,647,172→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,694,978 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,003→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,592 underlying)
  • Exercise/Conversion

    Subscription Rights to Purchase Shares

    2014-01-17−3,648,280→ 0 total(indirect: See Footnotes)
    Exercise: $5.00From: 2014-01-17Exp: 2014-01-17→ Common Stock, par value $0.001 per share (2,695,796 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,695,592$13,477,960→ 6,343,595 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+2,696,084$13,480,420→ 6,344,754 total(indirect: See Footnotes)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2014-01-17$5.00/sh+1,482,462$7,412,310→ 3,488,710 total(indirect: See Footnotes)
Footnotes (14)
  • [F1]EXCO Resources, Inc. (the "Issuer") distributed one subscription right for each share of common stock of the Issuer, par value $0.001 per share (each a "Share"), owned by a holder of record as of 5:00 p.m. New York City time on December 19, 2013 (the "Rights Offering"). The holder of each subscription right was entitled to purchase 0.25 of a Share at a subscription price equal to $5.00 per Share pursuant to the basic subscription right in the Rights Offering. The holders who timely and fully exercised their basic subscription right were also entitled to subscribe for any or all Shares that are not purchased by other shareholders pursuant to the basic subscription right in the Rights Offering at $5.00 per share pursuant to the over-subscription privilege in the Rights Offering.
  • [F10]These Shares are held by WLR IV Exco AIV Six, L.P. ("Fund IV AIV Six").
  • [F11]These Shares are held by WLR/GS Master Co-Investment XCO AIV, L.P. ("WLR/GS Fund AIV").
  • [F12]These Shares are held by WLR IV Parallel ESC, L.P. ("Parallel Fund").
  • [F13]These Shares are held by WLR Select Co-Investment XCO AIV, L.P. ("Co-Invest Fund AIV").
  • [F14]Pursuant to the Investment Agreement, Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five, Fund IV AIV Six, Parallel Fund, Co-Invest Fund AIV and WLR/GS Fund AIV subscribed for and purchased Shares upon closing of the transactions contemplated by the Investment Agreement.
  • [F2]Pursuant to an Investment Agreement, dated December 17, 2013, by and among WLR Recovery Fund IV XCO AIV I, L.P., WLR Recovery Fund IV XCO AIV II, L.P., WLR Recovery Fund IV XCO AIV III, L.P., WLR Select Co-Investment XCO AIV, L.P., WLR/GS Master Co-Investment XCO AIV, L.P., WLR IV Parallel ESC, L.P. and the Issuer (the "Investment Agreement"), on January 17, 2014, Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five, Fund IV AIV Six, Parallel Fund, Co-Invest Fund AIV and WLR/GS Fund AIV (each as defined below) (the "Fund Parties") subscribed for and purchased from the Issuer, in a private placement, (i) an aggregate of 7,876,019 Shares in respect of the basic subscription right in the Rights Offering and (ii) an aggregate of 11,723,954 Shares in respect of the over-subscription privilege in the Rights Offering.
  • [F3]Represents Shares acquired from the exercise of the basic subscription right and the over-subscription privilege in the Rights Offering.
  • [F4]Wilbur L. Ross, Jr. is the Chairman and Chief Executive Officer of WL Ross & Co. LLC ("WLR LLC") and the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P. ("WLR LP"), which in turn is the managing member of WLR Recovery Associates IV LLC ("Fund IV"), WLR Select Associates LLC ("WLR Select") and WLR Master Co-Investment GP, LLC ("WLR Master"). Fund IV is the general partner of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five and Fund IV AIV Six. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which is in turn the general partner of Parallel Fund. WLR Select is the general partner of Co-Invest Fund AIV. WLR Master is the general partner of WLR/GS Fund AIV. WLR LLC is the investment manager of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five, Fund IV AIV Six, Parallel Fund, Co-Invest Fund AIV and WLR/GS Fund AIV.
  • [F5]These Shares are held by WLR IV Exco AIV One, L.P. ("Fund IV AIV One").
  • [F6]These Shares are held by WLR IV Exco AIV Two, L.P. ("Fund IV AIV Two").
  • [F7]These Shares are held by WLR IV Exco AIV Three, L.P. ("Fund IV AIV Three").
  • [F8]These Shares are held by WLR IV Exco AIV Four, L.P. ("Fund IV AIV Four").
  • [F9]These Shares are held by WLR IV Exco AIV Five, L.P. ("Fund IV AIV Five").

Documents

1 file

Issuer

EXCO RESOURCES INC

CIK 0000316300

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Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001597076

Filing Metadata

Form type
4
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 5:26 PM ET
Size
67.2 KB
View on SEC.gov