4//SEC Filing
Financial Engines, Inc. 4
Accession 0001209191-14-004127
CIK 0001430592operating
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 6:32 PM ET
Size
13.0 KB
Accession
0001209191-14-004127
Insider Transaction Report
Form 4
SHARP MARY LEE
EVP Human Resources
Transactions
- Sale
Common Stock
2014-01-21$68.05/sh−1,146$77,989→ 46 total - Sale
Common Stock
2014-01-21$68.72/sh−118$8,109→ 46 total - Exercise/Conversion
Common Stock
2014-01-21$26.22/sh+1,146$30,048→ 1,192 total - Exercise/Conversion
Common Stock
2014-01-21$26.22/sh+118$3,094→ 164 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-01-21−1,264→ 16,086 totalExercise: $26.22Exp: 2022-11-16→ Common Stock (1,264 underlying)
Footnotes (4)
- [F1]The sale reported in this Form 4 was effected persuant to a 10b5-1 trading plan adopted by the reporting person on August 12, 2013.
- [F2]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $67.59 to $68.49, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $68.70 to $68.72 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The option award vests as to 4,337 shares on 11/16/13, and the remaining shares vest monthly thereafter from 12/16/13 to 11/16/16.
Documents
Issuer
Financial Engines, Inc.
CIK 0001430592
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001430592
Filing Metadata
- Form type
- 4
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 6:32 PM ET
- Size
- 13.0 KB