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4//SEC Filing

BANK MUTUAL CORP 4

Accession 0001209191-14-004567

CIK 0001123270operating
View on SEC.govCompany Profile

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 4:30 PM ET

Size

16.0 KB

Accession

0001209191-14-004567

Insider Transaction Report

Form 4
Period: 2014-01-21
BANK MUTUAL CORPBKMU
ANDEREGG P TERRY
Senior Vice President
Transactions
  • Award

    Common Stock

    2014-01-21+8,400→ 67,714 total
  • Award

    Options to buy

    2014-01-21+10,000→ 10,000 total
    Exercise: $7.17Exp: 2024-01-21→ Common Stock (10,000 underlying)
Holdings

  • Common Stock

    (indirect: By IRA)
    23,343

  • Common Stock

    (indirect: Held in ESOP)
    36,435

  • Common Stock

    (indirect: By 401(k))
    39,679

  • Options to buy

    Exercise: $4.82Exp: 2023-01-22→ Common Stock (12,000 underlying)
    12,000

  • Options to buy

    Exercise: $5.05Exp: 2021-01-18→ Common Stock (15,000 underlying)
    15,000

  • Common Stock

    (indirect: By 401(k))
    3,447

  • Options to buy

    Exercise: $10.67Exp: 2014-05-03→ Common Stock (100,000 underlying)
    100,000

  • Options to buy

    Exercise: $3.39Exp: 2022-01-17→ Common Stock (20,000 underlying)
    20,000
Footnotes (9)
  • [F1]Restricted stock grant under the 2004 Stock Incentive Plan. The shares (8,400 shares in the original grant) vest in annual installments of 20% each beginning January 21, 2015.
  • [F2]Held in the Bank Mutual Corporation ESOP Plan.
  • [F3]Held in the Bank Mutual Corporation 401(k) Plan.
  • [F4]Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans.
  • [F5]Employee Stock Option. The option is fully vested.
  • [F6]Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  • [F7]Stock options granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F8]Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  • [F9]Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.

Documents

1 file

Issuer

BANK MUTUAL CORP

CIK 0001123270

→
Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001123270

Filing Metadata

Form type
4
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 4:30 PM ET
Size
16.0 KB
View on SEC.gov