Home/Filings/4/0001209191-14-004569
4//SEC Filing

BANK MUTUAL CORP 4

Accession 0001209191-14-004569

CIK 0001123270operating

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 4:32 PM ET

Size

12.9 KB

Accession

0001209191-14-004569

Insider Transaction Report

Form 4
Period: 2014-01-21
Baumgarten David A
DirectorPresident
Transactions
  • Award

    Options to buy

    2014-01-21+20,00020,000 total
    Exercise: $7.17Exp: 2024-01-21Common Stock (20,000 underlying)
  • Award

    Common Stock

    2014-01-21+20,000136,538 total
Holdings
  • Options to buy

    Exercise: $7.22Exp: 2020-05-03Common Stock (50,000 underlying)
    50,000
  • Options to buy

    Exercise: $4.82Exp: 2023-01-22Common Stock (24,000 underlying)
    24,000
  • Options to buy

    Exercise: $3.39Exp: 2022-01-17Common Stock (40,000 underlying)
    40,000
  • Options to buy

    Exercise: $5.05Exp: 2021-01-18Common Stock (50,000 underlying)
    50,000
Footnotes (7)
  • [F1]Restricted stock grant under the 2004 Stock Incentive Plan. The shares (20,000 shares in the original grant) vest in annual installments of 20% each beginning January 21, 2015.
  • [F2]Includes shares acquired through a dividend reinvestment plan.
  • [F3]Stock options granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each beginning May 3, 2011.
  • [F4]Stock options granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  • [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (40,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F6]Stock options granted under the 2004 Stock Incentive Plan. The options (24,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  • [F7]Stock options granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.

Issuer

BANK MUTUAL CORP

CIK 0001123270

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001123270

Filing Metadata

Form type
4
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 4:32 PM ET
Size
12.9 KB