BANK MUTUAL CORP 4

4 · BANK MUTUAL CORP · Filed Jan 23, 2014

Form 4

Period: 2014-01-21

Controller

Transactions

Award
Options to buy
2014-01-21+3,500→ 3,500 total
Exercise: $7.17Exp: 2024-01-21→ Common Stock (3,500 underlying)

Holdings

Common Stock
(indirect: By Spouse)
1,834
Common Stock
(indirect: Shares held in ESOP)
311
Options to buy
Exercise: $3.39Exp: 2022-01-17→ Common Stock (7,500 underlying)
7,500
Common Stock
(indirect: By 401(k))
367
Options to buy
Exercise: $5.05Exp: 2021-01-18→ Common Stock (8,000 underlying)
8,000
Options to buy
Exercise: $4.82Exp: 2023-01-22→ Common Stock (5,000 underlying)
5,000

Footnotes (8)

[F1]Includes shares acquired through a dividend reinvestment plan.
[F2]Held in the Bank Mutual Corporation 401(k) Plan.
[F3]Shares held by Mr. Schroeder's wife.
[F4]Held in the Bank Mutual Corporation ESOP Plan.
[F5]Stock options granted under the 2004 Stock Incentive Plan. The options (8,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
[F6]Stock options granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
[F7]Stock options granted under the 2004 Stock Incentive Plan. The options (5,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
[F8]Stock options granted under the 2004 Stock Incentive Plan. The options (3,500 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.

Documents

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