4//SEC Filing
Financial Engines, Inc. 4
Accession 0001209191-14-005163
CIK 0001430592operating
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 9:13 PM ET
Size
20.6 KB
Accession
0001209191-14-005163
Insider Transaction Report
Form 4
Hallee Garry W.
See Remarks
Transactions
- Sale
Common Stock
2014-01-24$63.47/sh−3,500$222,133→ 108,028 total - Sale
Common Stock
2014-01-24$65.43/sh−900$58,891→ 105,492 total - Exercise/Conversion
Common Stock
2014-01-24$7.99/sh+12,485$99,755→ 117,577 total - Sale
Common Stock
2014-01-24$62.39/sh−3,187$198,832→ 111,528 total - Sale
Common Stock
2014-01-24$64.77/sh−1,636$105,967→ 106,392 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-01-24−12,485→ 25,000 totalExercise: $7.99Exp: 2019-11-09→ Common Stock (12,485 underlying) - Sale
Common Stock
2014-01-24$61.32/sh−2,862$175,494→ 114,715 total - Sale
Common Stock
2014-01-24$66.44/sh−400$26,574→ 105,092 total
Holdings
- 20,000(indirect: By Trust)
Common Stock
Footnotes (8)
- [F1]The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 14, 2013.
- [F2]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.88 to $61.88 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.94 to $62.815 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $63.10 to $64.08 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.16 to $64.97, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.32 to $65.55, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $66.41 to $66.46, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The option award is fully vested.
Documents
Issuer
Financial Engines, Inc.
CIK 0001430592
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001430592
Filing Metadata
- Form type
- 4
- Filed
- Jan 26, 7:00 PM ET
- Accepted
- Jan 27, 9:13 PM ET
- Size
- 20.6 KB