STEMCELLS INC 4
4 · STEMCELLS INC · Filed Jan 29, 2014
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
MCGLYNN MARTIN M
DirectorPresident & CEO
Transactions
- Tax Payment
Common Stock
2014-01-27$1.41/sh−50,858$71,710→ 1,118,774 total
Holdings
- 17,194(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 700,000 restricted stock units, with 175,000 of this vesting on each of June 14, 2014, June 14, 2015, June 14, 2016, and June 14, 2017; and (2) 135,333 restricted stock units vesting on January 27, 2015.
- [F3]Shares held in 401(k) account in accordance with issuer's employer-match policies.