4//SEC Filing
STEMCELLS INC 4
Accession 0001209191-14-005525
$MBOTCIK 0000883975operating
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 4:07 PM ET
Size
6.8 KB
Accession
0001209191-14-005525
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
TSUKAMOTO ANN
EVP, Research and Development
Transactions
- Tax Payment
Common Stock
2014-01-27$1.41/sh−15,895$22,412→ 412,751 total
Holdings
- 3,643(indirect: By Trust)
Common Stock
- 15,762(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by her from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 280,000 restricted stock units, with 70,000 vesting on each of June 6, 2014, June 6, 2015, June 6, 2016, and June 6, 2017; and (2) 43,333 restricted stock units vesting on January 27, 2015.
- [F3]3,643 shares held in trust as to which Dr. Tsukamoto disclaims beneficial ownership.
- [F4]Shares held in 401(k) account in accordance with issuer's employer-match policies.
Documents
Issuer
STEMCELLS INC
CIK 0000883975
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000883975
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 4:07 PM ET
- Size
- 6.8 KB