MORGAN STANLEY 4
4 · MORGAN STANLEY · Filed Jan 29, 2014
Insider Transaction Report
Form 4
FLEMING GREGORY J
Head of Asset Mgt and Research
Transactions
- Tax Payment
Common Stock
2014-01-27$30.04/sh−72,055$2,164,172→ 419,577.154 total - Tax Payment
Common Stock
2014-01-28$29.98/sh−18,871$565,847→ 437,298.154 total - Award
Common Stock
2014-01-28+36,592→ 456,169.154 total
Holdings
- 104,550(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2011 and January 20, 2012.
- [F2]Shares earned based on the Company's achievement of certain pre-established performance criteria in accordance with the terms of Performance Stock Units ("PSUs") awarded on January 21, 2011 as part of 2010 year-end compensation.
- [F3]Shares withheld to satisfy taxes upon the conversion of PSUs awarded on January 21, 2011 and earned on January 28, 2014 as described in footnote (2).