Home/Filings/5/0001209191-14-007704
5//SEC Filing

BANK MUTUAL CORP 5

Accession 0001209191-14-007704

CIK 0001123270operating

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 6:23 PM ET

Size

13.8 KB

Accession

0001209191-14-007704

Insider Transaction Report

Form 5
Period: 2013-12-31
Transactions
  • Disposition to Issuer

    Common Stock

    2013-12-27$7.15/sh3,433$24,5460 total(indirect: By Trust)
Holdings
  • Common Stock

    (indirect: By Trust)
    216,803
  • Common Stock

    56,826
  • Options to buy

    (indirect: By Trust)
    Exercise: $10.67Exp: 2014-05-02Common Stock (80,000 underlying)
    80,000
  • Options to buy

    Exercise: $5.05Exp: 2021-01-18Common Stock (15,000 underlying)
    15,000
  • Options to buy

    Exercise: $3.39Exp: 2022-01-17Common Stock (15,000 underlying)
    15,000
  • Options to buy

    Exercise: $4.82Exp: 2023-01-22Common Stock (11,000 underlying)
    11,000
  • Options to buy

    Exercise: $7.17Exp: 2024-01-21Common Stock (7,500 underlying)
    7,500
Footnotes (5)
  • [F1]Directors Stock Options. The options are fully vested.
  • [F2]Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  • [F3]Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F4]Stock options granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  • [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.

Issuer

BANK MUTUAL CORP

CIK 0001123270

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001123270

Filing Metadata

Form type
5
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 6:23 PM ET
Size
13.8 KB