4//SEC Filing
Celladon Corp 4
Accession 0001209191-14-007972
CIK 0001305253operating
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 3:44 PM ET
Size
18.8 KB
Accession
0001209191-14-007972
Insider Transaction Report
Form 4
Celladon CorpCLDN
Kordel Johan
Director
Transactions
- Conversion
Common Stock
2014-02-04+1,544,397→ 1,544,397 total(indirect: Lundbeckfond Invest A/S) - Conversion
Common Stock
2014-02-04$8.00/sh+18,605$148,840→ 1,563,002 total(indirect: Lundbeckfond Invest A/S) - Conversion
Series A-1 Convertible Preferred Stock
2014-02-04−19,289,531→ 0 total(indirect: Lundbeckfond Invest A/S)→ Common Stock (1,544,397 underlying) - Conversion
Series A-1 Preferred Warrants
2014-02-04−358,049→ 0 total(indirect: Lundbeckfond Invest A/S)Exercise: $0.45From: 2013-10-15Exp: 2018-10-15→ Series A-1 Preferred Stock (358,049 underlying) - Purchase
Common Stock
2014-02-04$8.00/sh+182,681$1,461,448→ 1,745,683 total(indirect: Lundbeckfond Invest A/S) - Conversion
Convertible Promissory Notes
2014-02-04$8.00/sh−18,605$148,840→ 0 total(indirect: Lundbeckfond Invest A/S)Exercise: $8.00→ Common Stock (18,605 underlying) - Conversion
Common Warrants
2014-02-04+28,666→ 28,666 total(indirect: Lundbeckfond Invest A/S)Exercise: $5.61From: 2013-10-15Exp: 2018-10-15→ Common Stock (28,666 underlying)
Footnotes (5)
- [F1]Every 12.49 shares of Series A-1 Preferred Stock automatically converted into 1 share of Common Stock without payment of further consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.
- [F2]Shares held by Lundbeckfond Invest A/S. The Reporting Person shares voting and investment power with respect to the shares held by Lundbeckfond Invest A/S and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]Automatic conversion, in connection with the Issuer's initial public offering, of convertible promissory notes, including principal and accrued interest.
- [F4]The shares were purchased at the Issuer's initial public offering.
- [F5]Represents the automatic conversion of Series A-1 Preferred Warrants into Common Stock Warrants on a 1-for-12.49 basis upon the closing of the Issuer's initial public offering.
Documents
Issuer
Celladon Corp
CIK 0001305253
Entity typeoperating
Related Parties
1- filerCIK 0001305253
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 3:44 PM ET
- Size
- 18.8 KB