4//SEC Filing
HeartWare International, Inc. 4
Accession 0001209191-14-009217
CIK 0001389072operating
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 6:07 PM ET
Size
9.8 KB
Accession
0001209191-14-009217
Insider Transaction Report
Form 4
Yocher Robert E
SVP, Regulatory & Quality
Transactions
- Exercise/Conversion
Common Stock
2014-02-07+800→ 4,670 total - Exercise/Conversion
Restricted Stock Unit
2014-02-07−800→ 9,400 totalFrom: 2014-02-07Exp: 2014-02-07→ Common Stock (800 underlying) - Sale
Common Stock
2014-02-10$94.57/sh−428$40,476→ 4,242 total
Footnotes (4)
- [F1]On February 7, 2013, the reporting person was granted restricted stock units to acquire 3,200 shares of HeartWare International common stock. The award vests in four equal annual installments commencing on February 7, 2014. On February 7, 2014, 800 shares of common stock were issued to the reporting person.
- [F2]These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The sale proceeds were utilized to pay all payroll taxes related to the vesting of restricted stock units and receipt of the related shares reported on this Form 4.
- [F3]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $94.36 to $94.70. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F4]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
Documents
Issuer
HeartWare International, Inc.
CIK 0001389072
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001389072
Filing Metadata
- Form type
- 4
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 6:07 PM ET
- Size
- 9.8 KB