Home/Filings/5/0001209191-14-009648
5//SEC Filing

Rockville Financial, Inc. /CT/ 5

Accession 0001209191-14-009648

CIK 0001501364operating

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 4:06 PM ET

Size

15.3 KB

Accession

0001209191-14-009648

Insider Transaction Report

Form 5
Period: 2013-12-31
Bechtle Scott C
SVP / Rockville Bank
Transactions
  • Award

    Common Stock

    2013-12-31+1,378.2193,051.019 total(indirect: By Rockville Bank ESOP Plan)
Holdings
  • Stock Options

    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21Common Stock (22,552 underlying)
    22,552
  • Stock Options

    Exercise: $10.99From: 2012-06-21Exp: 2022-06-21Common Stock (63,536 underlying)
    63,536
  • Stock Options

    Exercise: $13.25From: 2013-06-21Exp: 2023-06-21Common Stock (4,945 underlying)
    4,945
  • Stock Options

    Exercise: $13.25From: 2013-06-21Exp: 2023-06-21Common Stock (14,835 underlying)
    14,835
  • Common Stock

    31,427
  • Stock Options

    Exercise: $9.41From: 2011-06-01Exp: 2021-06-01Common Stock (12,096 underlying)
    12,096
Footnotes (9)
  • [F1]Includes 17,783 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
  • [F2]Includes 5,928 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
  • [F3]Includes 1,358 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
  • [F4]Includes 1,358 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
  • [F5]Shares allocated to the account of Mr. Bechtle under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2013.
  • [F6]Total beneficial ownership is 34,478.0193 at 12/31/2012.
  • [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on June 1, 2011 and the subsequent vesting on each annual anniversary of that date.
  • [F8]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
  • [F9]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

Entity typeoperating

Related Parties

1
  • filerCIK 0001501364

Filing Metadata

Form type
5
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 4:06 PM ET
Size
15.3 KB