5//SEC Filing
Rockville Financial, Inc. /CT/ 5
Accession 0001209191-14-009713
CIK 0001501364operating
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 4:32 PM ET
Size
16.4 KB
Accession
0001209191-14-009713
Insider Transaction Report
Form 5
Santarelli Marino J
EVP/COO Rockville Bank
Transactions
- Award
Common Stock
2013-12-31+1,378.219→ 3,051.019 total(indirect: By Rockville Bank ESOP Plan)
Holdings
- 29,014.963
Common Stock
- 22,260
Stock Options
Exercise: $9.71From: 2011-08-05Exp: 2021-07-18→ Common Stock (22,260 underlying) - 22,552
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (22,552 underlying) - 63,536
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (63,536 underlying) - 20,192
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (20,192 underlying) - 6,730
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (6,730 underlying)
Footnotes (11)
- [F1]Includes 3,565 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4,505 shares vest in equal 20% increments, the first 20% became vested on August 5, 2011 and the subsequent vesting will occur on each annual anniversary of his hire date of July 18, 2011. The reported number of shares is net of 940 shares withheld by the Issuer for tax withholding purposes.
- [F10]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F11]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
- [F2]Includes 14,775 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 17,783 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 3,008 shares withheld by the Issuer for tax withholding purposes.
- [F3]Includes 5,928 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
- [F4]Includes 1,693 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,849 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 156 shares withheld by the Issuer for tax withholding purposes.
- [F5]Includes 1,849 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and cliff vest on the third anniversary of the grant date, if, and only if, Rockville Financial, Inc. meeting certain performance goals.
- [F6]Includes additional non-reportable shares acquired through dividend reinvestment for Mr. Santarelli, not previously reported are comprised of 1,204.9632 shares purchased between August 9, 2012 and December 31, 2013.
- [F7]Shares allocated to the account of Mr. Santarelli under the Rockville Bank Employee Stock Ownership Plan, of which all are vested as of December 31, 2013.
- [F8]Total beneficial ownership is 32,065.9825 at 12/31/2013.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments, the first 20% became exercisable on August 5, 2011 and the subsequent vesting on each annual anniversary of his hire date of July 18, 2011.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeoperating
Related Parties
1- filerCIK 0001501364
Filing Metadata
- Form type
- 5
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 4:32 PM ET
- Size
- 16.4 KB