Rockville Financial, Inc. /CT/ 5
5 · Rockville Financial, Inc. /CT/ · Filed Feb 12, 2014
Insider Transaction Report
Form 5
Shaw Marliese L
Other
Transactions
- Award
Common Stock
2013-12-31+1,265.381→ 10,884.328 total(indirect: By Rockville Bank ESOP Plan)
Holdings
- 8,444
Common Stock
- 8,636.908(indirect: By 401(k))
Common Stock
- 9,742
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (9,742 underlying) - 27,445
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (27,445 underlying) - 4,670
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (4,670 underlying) - 14,010
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (14,010 underlying)
Footnotes (6)
- [F1]Includes 8,444 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 10,242 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 1,798 shares withheld by the Issuer for tax withholding purposes.
- [F2]Additional non-reportable shares acquired in the Rockville Bank 401(k) Plan during 2013 for Ms. Shaw, not previously reported are comprised of 256.5734 shares purchased in 2013
- [F3]Shares allocated to the account of Ms. Shaw under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2013.
- [F4]Total beneficial ownership is 27,965.2353 at 12/31/2013.
- [F5]Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F6]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.