5//SEC Filing
Rockville Financial, Inc. /CT/ 5
Accession 0001209191-14-009728
CIK 0001501364operating
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 4:37 PM ET
Size
12.9 KB
Accession
0001209191-14-009728
Insider Transaction Report
Form 5
Stanton Howard III
Other
Transactions
- Award
Common Stock
2013-12-31+1,162.717→ 5,120.075 total(indirect: By Rockville Bank ESOP Plan)
Holdings
- 8,193.342
Common Stock
- 4,810
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (4,810 underlying) - 13,550
Stock Options
Exercise: $10.99From: 2012-06-21Exp: 2022-06-21→ Common Stock (13,550 underlying) - 2,197
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (2,197 underlying) - 6,593
Stock Options
Exercise: $13.25From: 2013-06-21Exp: 2023-06-21→ Common Stock (6,593 underlying)
Footnotes (6)
- [F1]Includes 4,173 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,056 shares will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 883 shares withheld by the Issuer for tax withholding purposes.
- [F2]Includes additional non-reportable shares acquired through dividend reinvestment in 2013 for Mr. Stanton, not previously reported are comprised of 40.3420 shares purchased in 2013.
- [F3]Shares allocated to the account of Mr. Stanton under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2013.
- [F4]Total beneficial ownership is 13,413.4173 at 12/31/2013.
- [F5]Stock Options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- [F6]Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeoperating
Related Parties
1- filerCIK 0001501364
Filing Metadata
- Form type
- 5
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 4:37 PM ET
- Size
- 12.9 KB