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4//SEC Filing

ARGOS THERAPEUTICS INC 4

Accession 0001209191-14-009883

CIK 0001105533operating

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 6:32 PM ET

Size

15.0 KB

Accession

0001209191-14-009883

Insider Transaction Report

Form 4
Period: 2014-02-12
Abbey Jeffrey D
DirectorChief Executive Officer
Transactions
  • Conversion

    Common Stock

    2014-02-12+1,2381,313 total
  • Conversion

    Series C Preferred Stock

    2014-02-12750 total
    Common Stock (75 underlying)
  • Conversion

    Series D Preferred Stock

    2014-02-121,2380 total
    Common Stock (1,238 underlying)
  • Conversion

    Series E Preferred Stock

    2014-02-121,2670 total
    Common Stock (1,267 underlying)
  • Conversion

    Common Stock

    2014-02-12+7575 total
  • Conversion

    Common Stock

    2014-02-12+1,2672,580 total
Footnotes (3)
  • [F1]Each share of Series C Preferred Stock converted into 0.0074 shares of common stock upon the closing of the Issuer's initial public offering of common stock for no additional consideration. The Series C Preferred Stock has no expiration date.
  • [F2]Each share of Series D Preferred Stock converted into 0.1667 shares of common stock upon the closing of the Issuer's initial public offering of common stock for no additional consideration. The Series D Preferred Stock has no expiration date.
  • [F3]Each share of Series E Preferred Stock converted into 0.1667 shares of common stock upon the closing of the Issuer's initial public offering of common stock for no additional consideration. The Series E Preferred Stock has no expiration date.

Issuer

ARGOS THERAPEUTICS INC

CIK 0001105533

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001105533

Filing Metadata

Form type
4
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 6:32 PM ET
Size
15.0 KB