4//SEC Filing
NANOPHASE TECHNOLOGIES CORPORATION 4
Accession 0001209191-14-010661
$SLSNCIK 0000883107operating
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 11:11 AM ET
Size
17.2 KB
Accession
0001209191-14-010661
Insider Transaction Report
Form 4
Baldwin Nancy
VP Human Resources & IT
Transactions
- Award
Common Stock (right to buy)
2014-02-13$0.52/sh+40,000$20,800→ 40,000 totalExercise: $0.52From: 2015-02-13Exp: 2024-02-13→ Common Stock (40,000 underlying)
Holdings
- 987
Common Stock
- 3,000
Common Stock (right to buy)
Exercise: $5.55From: 2005-10-11Exp: 2014-10-11→ Common Stock (3,000 underlying) - 7,500
Common Stock (right to buy)
Exercise: $6.01From: 2007-09-27Exp: 2016-09-27→ Common Stock (7,500 underlying) - 9,000
Common Stock (right to buy)
Exercise: $4.48From: 2008-11-06Exp: 2017-11-06→ Common Stock (9,000 underlying) - 15,000
Common Stock (right to buy)
Exercise: $3.14From: 2009-05-12Exp: 2018-05-12→ Common Stock (15,000 underlying) - 30,000
Common Stock (right to buy)
Exercise: $1.02From: 2010-05-04Exp: 2019-05-04→ Common Stock (30,000 underlying) - 27,000
Common Stock (right to buy)
Exercise: $1.70From: 2011-05-03Exp: 2020-05-03→ Common Stock (27,000 underlying) - 31,000
Common Stock (right to buy)
Exercise: $1.26From: 2012-05-02Exp: 2021-05-02→ Common Stock (31,000 underlying) - 41,000
Common Stock (right to buy)
Exercise: $0.30From: 2013-08-07Exp: 2022-08-07→ Common Stock (41,000 underlying) - 39,000
Common Stock (right to buy)
Exercise: $0.41From: 2014-02-14Exp: 2023-02-14→ Common Stock (39,000 underlying)
Footnotes (1)
- [F1]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
Documents
Issuer
NANOPHASE TECHNOLOGIES CORPORATION
CIK 0000883107
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000883107
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 11:11 AM ET
- Size
- 17.2 KB