DOVER SADDLERY INC 5

5 · DOVER SADDLERY INC · Filed Feb 14, 2014

Form 5

Period: 2013-12-31

Director

Transactions

Award
Non-Qualified Stock Option
2013-11-20+3,500→ 20,440 total
Exercise: $4.90Exp: 2023-11-19→ Common Stock (3,500 underlying)

Holdings

Common Stock
294,335
Non-Qualified Stock Option
Exercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying)
20,440
Non-Qualified Stock Option
Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying)
20,440
Non-Qualified Stock Option
Exercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying)
20,440
Non-Qualified Stock Option
Exercise: $3.32Exp: 2021-11-27→ Common Stock (3,500 underlying)
20,440
Non-Qualified Stock Option
Exercise: $3.59Exp: 2022-11-15→ Common Stock (3,500 underlying)
20,440

Footnotes (14)

[F1]Granted on 11/14/2007 and vest on anniversary date of grant at rate 20% per year for five years.
[F10]As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options as granted in 2012.
[F11]This transaction has been previously reported on a Form 4 filed in a timely manner.
[F12]Granted on 11/20/2013 and vest on anniversary date of grant at rate 20% per year for five years.
[F13]When exercisable price will be $4.90.
[F14]As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options as granted in 2013.
[F2]As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options as granted in 2007.
[F3]Granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
[F4]As of 12/31/2013, total includes 2,940 Non-Qualified Stock Options as granted in 2008.
[F5]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20% per year for five years.
[F6]As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options as granted in 2010.
[F7]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20% per year for five years.
[F8]As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options as granted in 2011.
[F9]Granted on 11/16/2012 and vest on anniversary date of grant at rate 20% per year for five years.

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