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5//SEC Filing

DOVER SADDLERY INC 5

Accession 0001209191-14-010745

CIK 0001071625operating
View on SEC.govCompany Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 1:10 PM ET

Size

14.7 KB

Accession

0001209191-14-010745

Insider Transaction Report

Form 5
Period: 2013-12-31
DOVER SADDLERY INCDOVR
Powers James F
Director
Transactions
  • Award

    Non-Qualified Stock Option

    2013-11-20+3,500→ 20,440 total
    Exercise: $4.90Exp: 2023-11-19→ Common Stock (3,500 underlying)
Holdings

  • Common Stock

    294,335

  • Non-Qualified Stock Option

    Exercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying)
    20,440

  • Non-Qualified Stock Option

    Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying)
    20,440

  • Non-Qualified Stock Option

    Exercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying)
    20,440

  • Non-Qualified Stock Option

    Exercise: $3.32Exp: 2021-11-27→ Common Stock (3,500 underlying)
    20,440

  • Non-Qualified Stock Option

    Exercise: $3.59Exp: 2022-11-15→ Common Stock (3,500 underlying)
    20,440
Footnotes (14)
  • [F1]Granted on 11/14/2007 and vest on anniversary date of grant at 20% per year for five years.
  • [F10]As of 12/31/2013, total includes 3,500 Non Qualified Stock Options as granted in 2012.
  • [F11]This transaction has been previously reported on a Form 4 filed in a timely manner.
  • [F12]Granted on 11/20/2013 and vest on anniversary date of grant at 20% per year for five years.
  • [F13]When exercisable price will be $4.90.
  • [F14]As of 12/31/2013, total includes 3,500 Non Qualified Stock Options as granted in 2013.
  • [F2]As of 12/31/2013, total includes 3,500 Non Qualified Stock Options as granted in 2007.
  • [F3]Granted on 11/21/2008 and vest on anniversary date of grant at 20% per year for five years.
  • [F4]As of 12/31/2013, total includes 2,940 Non Qualified Stock Options as granted in 2008.
  • [F5]Granted on 11/17/2010 and vest on anniversary date of grant at 20% per year for five years.
  • [F6]As of 12/31/2013, total includes 3,500 Non Qualified Stock Options as granted in 2010.
  • [F7]Granted on 11/28/2011 and vest on anniversary date of grant at 20% per year for five years.
  • [F8]As of 12/31/2013, total includes 3,500 Non Qualified Stock Options as granted in 2011.
  • [F9]Granted on 11/16/2012 and vest on anniversary date of grant at 20% per year for five years.

Documents

1 file

Issuer

DOVER SADDLERY INC

CIK 0001071625

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001071625

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 1:10 PM ET
Size
14.7 KB
View on SEC.gov