Earnings Feed
Start Free
Home/Filings/5/0001209191-14-010748
5//SEC Filing

DOVER SADDLERY INC 5

Accession 0001209191-14-010748

CIK 0001071625operating
View on SEC.govCompany Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 1:12 PM ET

Size

15.0 KB

Accession

0001209191-14-010748

Insider Transaction Report

Form 5
Period: 2013-12-31
DOVER SADDLERY INCDOVR
PEARCE DAVID R
Director
Transactions
  • Award

    Incentive Stock Option

    2013-11-20+15,725→ 87,175 total
    Exercise: $4.90Exp: 2023-11-19→ Common Stock (15,725 underlying)
Holdings

  • Common Stock

    (indirect: by Oakland Farm, Inc.)
    1,500

  • Common Stock

    1,500

  • Non-Qualified Stock Option

    Exercise: $2.01Exp: 2019-11-16→ Common Stock (10,500 underlying)
    10,500

  • Incentive Stock Option

    Exercise: $3.10Exp: 2020-11-16→ Common Stock (40,000 underlying)
    87,175

  • Incentive Stock Option

    Exercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying)
    87,175

  • Incentive Stock Option

    Exercise: $3.59Exp: 2022-11-15→ Common Stock (15,725 underlying)
    87,175
Footnotes (14)
  • [F1]As of 12/31/2013, the reporting person has a 1/12 interest in Oakland Farm, Inc., the record owner of the 500 shares of common stock, the reporting person therefore holds a total of 1,000 shares of Common Stock directly and 500 shares of Common Stock indirectly as of 12/31/2013.
  • [F10]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted 2012. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2013 equals 97,675.
  • [F11]This transaction has been previously reported on a Form 4 filed in a timely manner.
  • [F12]Granted on 11/20/2013 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F13]When exercisable price will be $4.90.
  • [F14]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted 2013. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2013 equals 97,675.
  • [F2]The reporting person, David R. Pearce, has a 1/12 interest in Oakland Farm, Inc. the record owner of the 500 shares of common stock.
  • [F3]Granted on 11/17/2009 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F4]As of 12/31/2013, total includes 10,500 Non-Qualified Stock Options as granted 2009. Together with Incentive Stock Options the total stock options held by this reporting person on 12/31/2013 equals 97,675.
  • [F5]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F6]As of 12/31/2013, total includes 40,000 Incentive Stock Options as granted 2010. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2013 equals 97,675.
  • [F7]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F8]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted 2011. Together with Non-Qualified Stock Options the total stock options held by this reporting person on 12/31/2013 equals 97,675.
  • [F9]Granted on 11/16/2012 and vest on anniversary date of grant at rate 20% per year for five years.

Documents

1 file

Issuer

DOVER SADDLERY INC

CIK 0001071625

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001071625

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 1:12 PM ET
Size
15.0 KB
View on SEC.gov