5//SEC Filing
DOVER SADDLERY INC 5
Accession 0001209191-14-010749
CIK 0001071625operating
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 1:13 PM ET
Size
15.2 KB
Accession
0001209191-14-010749
Insider Transaction Report
Form 5
Schmidt William G
VP of Operations
Transactions
- Award
Incentive Stock Option
2013-11-20+15,725→ 81,269 totalExercise: $4.90Exp: 2023-11-19→ Common Stock (15,725 underlying)
Holdings
- 25,250
Common Stock
- 81,269
Incentive Stock Option
Exercise: $4.50Exp: 2017-11-13→ Common Stock (15,725 underlying) - 81,269
Incentive Stock Option
Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,644 underlying) - 81,269
Incentive Stock Option
Exercise: $3.10Exp: 2020-11-16→ Common Stock (15,725 underlying) - 81,269
Incentive Stock Option
Exercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying) - 81,269
Incentive Stock Option
Exercise: $3.59Exp: 2022-11-15→ Common Stock (15,725 underlying)
Footnotes (15)
- [F1]Granted on 11/14/2007 and vest on anniversary date of grant at rate 20% per year for five years.
- [F10]Granted on 11/16/2012 and vest on anniversary date of grant at rate 20% per year for five years.
- [F11]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted in 2012.
- [F12]This transaction has been previously reported on a Form 4 filed in a timely manner.
- [F13]Granted on 11/20/2013 and vest on anniversary date of grant at rate 20% per year for five years.
- [F14]When exercisable price will be $4.90.
- [F15]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted in 2013.
- [F2]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted in 2007.
- [F3]Granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
- [F4]A total of 13,220 Incentive Stock Options were granted in 2008; of this award 2,644 vested options have been purchased by the reporting person on 6/3/2010, of this award 2,644 vested options have been purchased by the reported person on 1/31/2011, of this award 2,644 vested options have been purchased by the reporting person on 11/21/2011 and of this award 2,644 vested options have been purchased by this reporting person on 11/26/2012.
- [F5]As of 12/31/2013, total includes 2,644 Incentive Stock Options as granted in 2008.
- [F6]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20% per year for five years.
- [F7]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted in 2010.
- [F8]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20% per year for five years.
- [F9]As of 12/31/2013, total includes 15,725 Incentive Stock Options as granted in 2011.
Documents
Issuer
DOVER SADDLERY INC
CIK 0001071625
Entity typeoperating
Related Parties
1- filerCIK 0001071625
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 1:13 PM ET
- Size
- 15.2 KB