Earnings Feed
Start Free
Home/Filings/5/0001209191-14-010750
5//SEC Filing

DOVER SADDLERY INC 5

Accession 0001209191-14-010750

CIK 0001071625operating
View on SEC.govCompany Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 1:14 PM ET

Size

28.6 KB

Accession

0001209191-14-010750

Insider Transaction Report

Form 5
Period: 2013-12-31
DOVER SADDLERY INCDOVR
Grylls Jonathan AR
DirectorCOO, VP & Secretary
Transactions
  • Award

    Incentive Stock Option

    2013-11-20+15,725→ 130,510 total
    Exercise: $4.90Exp: 2023-11-19→ Common Stock (15,725 underlying)
  • Award

    Non-Qualified Stock Option

    2013-11-20+3,500→ 20,440 total
    Exercise: $4.90Exp: 2023-11-19→ Common Stock (3,500 underlying)
Holdings

  • Common Stock

    140,335

  • Incentive Stock Option

    Exercise: $1.94Exp: 2014-12-29→ Common Stock (38,665 underlying)
    130,510

  • Incentive Stock Option

    Exercise: $4.50Exp: 2017-11-13→ Common Stock (15,725 underlying)
    130,510

  • Non-Qualified Stock Option

    Exercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying)
    20,440

  • Incentive Stock Option

    Exercise: $1.24Exp: 2018-11-20→ Common Stock (13,220 underlying)
    130,510

  • Non-Qualified Stock Option

    Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying)
    20,440

  • Incentive Stock Option

    Exercise: $3.10Exp: 2020-11-16→ Common Stock (15,725 underlying)
    130,510

  • Non-Qualified Stock Option

    Exercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying)
    20,440

  • Incentive Stock Option

    Exercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying)
    130,510

  • Non-Qualified Stock Option

    Exercise: $3.32Exp: 2021-11-27→ Common Stock (3,500 underlying)
    20,440

  • Incentive Stock Option

    Exercise: $3.59Exp: 2022-11-15→ Common Stock (15,725 underlying)
    130,510

  • Non-Qualified Stock Option

    Exercise: $3.59Exp: 2022-11-15→ Common Stock (3,500 underlying)
    20,440
Footnotes (23)
  • [F1]The reporting person transferred 54,735 shares of the issuer's Common Stock (the "Shares") to The Jonathan Andrew Richard Grylls Living Trust u/d/t dated September 27, 2006 (the "Trust"), of which the reporting person is one of the Trustees. The reporting person continues to have a pecuniary interest in the Trust, as the beneficiary of the Trust, has investment control over the Shares; and as the settlor of the Trust, has the right to revoke the Trust without the consent of another person. Includes (i) 54,735 shares of the issuer's Common Stock (the "Shares") held by the Trust, as the result of the transfer reported hereby, and (ii) 85,600 Shares held by the reporting person.
  • [F10]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F11]As of 12/31/2013, total includes 15,725 Incentive Stock Options granted in 2010. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.
  • [F12]As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options granted in 2010. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.
  • [F13]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F14]As of 12/31/2013, total includes 15,725 Incentive Stock Options granted in 2011. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.
  • [F15]As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options granted in 2011. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.
  • [F16]Granted on 11/16/2012 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F17]As of 12/31/2013, total includes 15,725 Incentive Stock Options granted in 2012. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.
  • [F18]As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options granted in 2012. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.
  • [F19]This transaction has been previously reported on a Form 4 filed in a timely manner.
  • [F2]Immediately
  • [F20]Granted on 11/20/2013 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F21]When exercisable price will be $4.90.
  • [F22]As of 12/31/2013, total includes 15,725 Incentive Stock Options granted in 2013. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.
  • [F23]As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options granted in 2013. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.
  • [F3]As of 12/31/2013, total includes 38,665 Incentive Stock Options. Together with Non-Qualified Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.
  • [F4]Granted on 11/14/2007 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F5]As of 12/31/2013, total includes 15,725 Incentive Stock Options granted in 2007. Together with Non-Qualified Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.
  • [F6]As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options granted in 2007. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.
  • [F7]Granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F8]As of 12/31/2013, total includes 13,220 Incentive Stock Options granted in 2008. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.
  • [F9]As of 12/31/2013, total includes 3,500 Non-Qualified Stock Options granted in 2008. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2013 equals 150,950.

Documents

1 file

Issuer

DOVER SADDLERY INC

CIK 0001071625

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001071625

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 1:14 PM ET
Size
28.6 KB
View on SEC.gov