Castle Brands Inc·4

Feb 20, 8:52 AM ET

Castle Brands Inc 4

4 · Castle Brands Inc · Filed Feb 20, 2014

Insider Transaction Report

Form 4
Period: 2014-02-18
Transactions
  • Exercise/Conversion

    Common Stock

    2014-02-18$0.38/sh+176,570$67,0973,447,999 total
  • Exercise/Conversion

    Common Stock Purchase Warrants

    2014-02-18176,5700 total
    Exercise: $0.38From: 2011-10-14Exp: 2016-10-14Common Stock (176,570 underlying)
Footnotes (1)
  • [F1]The Common Stock Purchase Warrants were issued to Betts & Scholl, LLC, of which the reporting person was a member, as part of the purchase of shares of Series A Convertible Preferred Stock of the issuer. The Common Stock Purchase Warrants were previously reported as indirectly held by the reporting person and were subsequently distributed to the reporting person in connection with the dissolution of Betts & Scholl, LLC.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION