4//SEC Filing
Castle Brands Inc 4
Accession 0001209191-14-012097
CIK 0001311538operating
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 8:52 AM ET
Size
7.2 KB
Accession
0001209191-14-012097
Insider Transaction Report
Form 4
Scholl Dennis
Director
Transactions
- Exercise/Conversion
Common Stock
2014-02-18$0.38/sh+176,570$67,097→ 3,447,999 total - Exercise/Conversion
Common Stock Purchase Warrants
2014-02-18−176,570→ 0 totalExercise: $0.38From: 2011-10-14Exp: 2016-10-14→ Common Stock (176,570 underlying)
Footnotes (1)
- [F1]The Common Stock Purchase Warrants were issued to Betts & Scholl, LLC, of which the reporting person was a member, as part of the purchase of shares of Series A Convertible Preferred Stock of the issuer. The Common Stock Purchase Warrants were previously reported as indirectly held by the reporting person and were subsequently distributed to the reporting person in connection with the dissolution of Betts & Scholl, LLC.
Documents
Issuer
Castle Brands Inc
CIK 0001311538
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001311538
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 8:52 AM ET
- Size
- 7.2 KB