4//SEC Filing
Financial Engines, Inc. 4
Accession 0001209191-14-013708
CIK 0001430592operating
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 8:41 PM ET
Size
15.4 KB
Accession
0001209191-14-013708
Insider Transaction Report
Form 4
SHARP MARY LEE
EVP Human Resources
Transactions
- Exercise/Conversion
Common Stock
2014-02-24$23.14/sh+729$16,869→ 775 total - Sale
Common Stock
2014-02-24$55.17/sh−200$11,035→ 937 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-02-24−362→ 15,724 totalExercise: $26.22Exp: 2022-11-16→ Common Stock (362 underlying) - Exercise/Conversion
Common Stock
2014-02-24$26.22/sh+362$9,492→ 1,137 total - Sale
Common Stock
2014-02-24$56.02/sh−891$49,911→ 46 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-02-24−729→ 16,771 totalExercise: $23.14Exp: 2022-01-17→ Common Stock (729 underlying)
Footnotes (5)
- [F1]The sale reported in this Form 4 was effected persuant to a 10b5-1 trading plan adopted by the reporting person on August 12, 2013.
- [F2]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $54.70 to $55.65 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $55.74 to $56.31, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The option award vests as to 4,337 shares on 11/16/13, and the remaining shares vest monthly thereafter from 12/16/13 to 11/16/16.
- [F5]The option award vests as to 8,750 shares on 01/03/13, and the remaining shares vest monthly thereafter from 02/03/13 to 01/03/16.
Documents
Issuer
Financial Engines, Inc.
CIK 0001430592
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001430592
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 8:41 PM ET
- Size
- 15.4 KB