4//SEC Filing
Castle Brands Inc 4
Accession 0001209191-14-013722
CIK 0001311538operating
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 8:33 AM ET
Size
7.2 KB
Accession
0001209191-14-013722
Insider Transaction Report
Form 4
Scholl Dennis
Director
Transactions
- Exercise/Conversion
10% Series A Convertible Preferred Stock
2014-02-24−107.354→ 0 totalExercise: $0.30From: 2011-10-11→ Common Stock (436,635 underlying) - Exercise/Conversion
Common Stock
2014-02-24$0.30/sh+436,635$132,737→ 3,884,634 total
Footnotes (2)
- [F1]The Series A Convertible Preferred Stock had no expiration date.
- [F2]The Series A Convertible Preferred Stock was issued to Betts & Scholl, LLC, of which the reporting person was a member, and was previously reported as indirectly held by the reporting person. The Series A Convertible Preferred Stock was subsequently distributed to the reporting person in connection with the dissolution of Betts & Scholl, LLC.
Documents
Issuer
Castle Brands Inc
CIK 0001311538
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001311538
Filing Metadata
- Form type
- 4
- Filed
- Feb 24, 7:00 PM ET
- Accepted
- Feb 25, 8:33 AM ET
- Size
- 7.2 KB