Castle Brands Inc 4
4 · Castle Brands Inc · Filed Feb 25, 2014
Insider Transaction Report
Form 4
HALPRYN GLENN L
Director
Transactions
- Exercise/Conversion
Common Stock
2014-02-21$0.38/sh+344,066$130,745→ 344,066 total(indirect: Held by IVC Investors, LLLP) - Exercise/Conversion
Common Stock Purchase Warrants
2014-02-21−344,066→ 0 total(indirect: Held by IVC Investors, LLLP)Exercise: $0.38From: 2011-10-14Exp: 2016-10-14→ Common Stock (344,066 underlying) - Exercise/Conversion
Common Stock
2014-02-24$0.30/sh+850,834$258,654→ 1,194,900 total(indirect: Held by IVC Investors, LLLP) - Exercise/Conversion
10% Series A Convertible Preferred Stock
2014-02-24−209.192→ 0 total(indirect: Held by IVC Investors, LLLP)Exercise: $0.30From: 2011-10-14→ Common Stock (850,834 underlying)
Holdings
- 2,857,144(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]These securities are held by IVC Investors, LLLP, in which the reporting person has an interest. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F2]These securities are held by Halpryn Group IV, LLC, in which the reporting person is a member. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]The Series A Convertible Preferred Stock had no expiration date.