Home/Filings/4/0001209191-14-014103
4//SEC Filing

ACURA PHARMACEUTICALS, INC 4

Accession 0001209191-14-014103

$ACURCIK 0000786947operating

Filed

Feb 24, 7:00 PM ET

Accepted

Feb 25, 5:10 PM ET

Size

15.4 KB

Accession

0001209191-14-014103

Insider Transaction Report

Form 4
Period: 2014-02-21
Transactions
  • Sale

    Common Stock

    2014-02-21$1.95/sh272$53011,526,126 total(indirect: See FN)
  • Sale

    Common Stock

    2014-02-24$1.97/sh43,747$86,02411,482,379 total(indirect: See FN)
Transactions
  • Sale

    Common Stock

    2014-02-21$1.95/sh272$53011,526,126 total(indirect: See FN)
  • Sale

    Common Stock

    2014-02-24$1.97/sh43,747$86,02411,482,379 total(indirect: See FN)
Transactions
  • Sale

    Common Stock

    2014-02-21$1.95/sh272$53011,526,126 total(indirect: See FN)
  • Sale

    Common Stock

    2014-02-24$1.97/sh43,747$86,02411,482,379 total(indirect: See FN)
CLAUDIUS LLC
10% Owner
Transactions
  • Sale

    Common Stock

    2014-02-24$1.97/sh43,747$86,02411,482,379 total(indirect: See FN)
  • Sale

    Common Stock

    2014-02-21$1.95/sh272$53011,526,126 total(indirect: See FN)
Transactions
  • Sale

    Common Stock

    2014-02-21$1.95/sh272$53011,526,126 total(indirect: See FN)
  • Sale

    Common Stock

    2014-02-24$1.97/sh43,747$86,02411,482,379 total(indirect: See FN)
Footnotes (5)
  • [F1]The shares were sold as follows: 248 by Galen Partners III, L.P. ("Galen III"), 22 by Galen Partners International III, L.P. ("Galen International") and 2 by Galen Employee Fund III, L.P. ("Employee Fund").
  • [F2]The shares are held as follows: 10,532,820 by Galen III, 949,920 by Galen International and 43,386 by Employee Fund. Claudius, L.L.C. serves as the sole General Partner of Galen III and Galen International and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Galen Management, L.L.C. serves as the sole General Partner of Employee Fund and has sole voting and investment control over the shares held by Employee Fund and may be deemed to beneficially own the shares held by Employee Fund. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
  • [F3]The shares were sold as follows: 39,965 by Galen III, 3,617 by Galen International and 164 by Employee Fund.
  • [F4]The shares were sold at prices between $1.96 and $1.98. The Reporting Entities will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F5]The shares are held as follows: 10,492,855 by Galen III, 946,303 by Galen International and 43,222 by Employee Fund. Claudius, L.L.C. serves as the sole General Partner of Galen III and Galen International and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Galen Management, L.L.C. serves as the sole General Partner of Employee Fund and has sole voting and investment control over the shares held by Employee Fund and may be deemed to beneficially own the shares held by Employee Fund. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.

Issuer

ACURA PHARMACEUTICALS, INC

CIK 0000786947

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0000786947

Filing Metadata

Form type
4
Filed
Feb 24, 7:00 PM ET
Accepted
Feb 25, 5:10 PM ET
Size
15.4 KB