4//SEC Filing
TUFCO TECHNOLOGIES INC 4
Accession 0001209191-14-014729
CIK 0000895329operating
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 11:34 AM ET
Size
20.6 KB
Accession
0001209191-14-014729
Insider Transaction Report
Form 4
WHEELER MICHAEL B
CFO/Vice President
Transactions
- Disposition to Issuer
Options to Buy
2014-02-24−9,000→ 35,500 totalExercise: $0.00From: 2014-02-24Exp: 2014-11-19→ Common Stock (9,000 underlying) - Disposition to Issuer
Options to Buy
2014-02-24−6,000→ 29,500 totalExercise: $0.00From: 2014-02-24Exp: 2017-10-01→ Common Stock (6,000 underlying) - Disposition to Issuer
Options to Buy
2014-02-24−3,500→ 20,000 totalExercise: $2.88From: 2014-02-24Exp: 2019-11-30→ Common Stock (3,500 underlying) - Disposition to Issuer
Options to Buy
2014-02-24−10,000→ 0 totalExercise: $2.82From: 2014-02-24Exp: 2022-05-24→ Common Stock (10,000 underlying) - Disposition to Issuer
Options to Buy
2014-02-24−6,000→ 23,500 totalExercise: $0.51From: 2014-02-24Exp: 2018-09-03→ Common Stock (6,000 underlying) - Disposition to Issuer
Options to Buy
2014-02-24−5,000→ 15,000 totalExercise: $2.82From: 2014-02-24Exp: 2020-09-14→ Common Stock (5,000 underlying) - Disposition to Issuer
Options to Buy
2014-02-24−5,000→ 10,000 totalExercise: $2.17From: 2014-02-24Exp: 2021-08-24→ Common Stock (5,000 underlying)
Footnotes (7)
- [F1]The price listed represents the difference between the exercise price of the options, $7.87, and the merger consideration of $6.07 at which all shares of common stock were cancelled and exchanged for the said merger consideration (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 20, 2013, by and among Tufco Holdings, LLC, Packers Acquisition Sub, Inc. and Tufco Technologies, Inc. (the "Merger Agreement"). As the exercise price is greater than the Merger consideration, the conversion price is deemed to be $0.
- [F2]The price listed represents the difference between the exercise price of the options, $7.60, and the Merger consideration pursuant to the Merger Agreement, $6.07. As the exercise price is greater than the Merger consideration, the conversion price is deemed to be $0.
- [F3]The price listed represents the difference between the exercise price of the options, $5.56, and the Merger consideration pursuant to the Merger Agreement, $6.07.
- [F4]The price listed represents the difference between the exercise price of the options, $3.19, and the Merger consideration pursuant to the Merger Agreement, $6.07.
- [F5]The price listed represents the difference between the exercise price of the options, $3.25, and the Merger consideration pursuant to the Merger Agreement, $6.07.
- [F6]The price listed represents the difference between the exercise price of the options, $3.90, and the Merger consideration pursuant to the Merger Agreement, $6.07.
- [F7]The price listed represents the difference between the exercise price of the options, $3.25, and the Merger consideration pursuant to the Merger Agreement, $6.07.
Documents
Issuer
TUFCO TECHNOLOGIES INC
CIK 0000895329
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000895329
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 11:34 AM ET
- Size
- 20.6 KB