|4Feb 27, 11:38 AM ET

TUFCO TECHNOLOGIES INC 4

4 · TUFCO TECHNOLOGIES INC · Filed Feb 27, 2014

Insider Transaction Report

Form 4
Period: 2014-02-24
Transactions
  • Disposition to Issuer

    Options to Buy

    2014-02-2420,0000 total
    Exercise: $2.82From: 2014-02-24Exp: 2022-05-24Common Stock (20,000 underlying)
  • Disposition to Issuer

    Common Stock

    2014-02-24$6.07/sh13,100$79,5170 total
  • Disposition to Issuer

    Options to Buy

    2014-02-245,00028,000 total
    Exercise: $2.82From: 2014-02-24Exp: 2020-09-14Common Stock (5,000 underlying)
  • Disposition to Issuer

    Options to Buy

    2014-02-248,00020,000 total
    Exercise: $2.17From: 2014-02-24Exp: 2021-08-24Common Stock (8,000 underlying)
Footnotes (4)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of December 20, 2013, by and among Tufco Holdings, LLC, Packers Acquisition Sub, Inc. and Tufco Technologies, Inc. (the "Merger Agreement"), all shares of common stock were cancelled and exchanged for merger consideration of $6.07 per share in the merger (the "Merger").
  • [F2]price listed represents the difference between the exercise price of the options, $3.25 and the Merger consideration pursuant to the Merger Agreement, $6.07.
  • [F3]The price listed represents the difference between the exercise price of the options, $3.90 and the Merger consideration pursuant to the Merger Agreement, $6.07.
  • [F4]price listed represents the difference between the exercise price of the options, $3.25 and the Merger consideration pursuant to the Merger Agreement, $6.07.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION