TUFCO TECHNOLOGIES INC 4

4 · TUFCO TECHNOLOGIES INC · Filed Feb 27, 2014

Form 4

Period: 2014-02-24

Director

Transactions

Disposition to Issuer
Options to Buy
2014-02-24−3,000→ 15,000 total
Exercise: $0.00From: 2014-02-24Exp: 2018-05-15→ Common Stock (3,000 underlying)
Disposition to Issuer
Options to Buy
2014-02-24−3,000→ 12,000 total
Exercise: $2.09From: 2014-02-24Exp: 2019-05-12→ Common Stock (3,000 underlying)
Disposition to Issuer
Options to Buy
2014-02-24−3,000→ 9,000 total
Exercise: $1.87From: 2014-02-24Exp: 2020-05-18→ Common Stock (3,000 underlying)
Disposition to Issuer
Options to Buy
2014-02-24−3,000→ 6,000 total
Exercise: $2.54From: 2014-02-24Exp: 2021-05-26→ Common Stock (3,000 underlying)
Disposition to Issuer
Options to Buy
2014-02-24−3,000→ 3,000 total
Exercise: $2.82From: 2014-02-24Exp: 2022-05-23→ Common Stock (3,000 underlying)
Disposition to Issuer
Options to Buy
2014-02-24−3,000→ 0 total
Exercise: $0.42From: 2014-02-24Exp: 2023-06-14→ Common Stock (3,000 underlying)

Footnotes (6)

[F1]The price listed represents the difference between the exercise price of the options, $7.00, and the merger consideration of $6.07 at which all shares of common stock were cancelled and exchanged for the said merger consideration (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 20, 2013, by and among Tufco Holdings, LLC, Packers Acquisition Sub, Inc. and Tufco Technologies, Inc. (the "Merger Agreement"). As the exercise price is greater than the Merger consideration, the conversion price is deemed to be $0.
[F2]The price listed represents the difference between the exercise price of the options, $3.98, and the Merger consideration pursuant to the Merger Agreement, $6.07.
[F3]The price listed represents the difference between the exercise price of the options, $4.20, and the Merger consideration pursuant to the Merger Agreement, $6.07.
[F4]The price listed represents the difference between the exercise price of the options, $3.53, and the Merger consideration pursuant to the Merger Agreement, $6.07.
[F5]The price listed represents the difference between the exercise price of the options, $3.25, and the Merger consideration pursuant to the Merger Agreement, $6.07.
[F6]The price listed represents the difference between the exercise price of the options, $5.65, and the Merger consideration pursuant to the Merger Agreement, $6.07.

Documents

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