Home/Filings/4/0001209191-14-014733
4//SEC Filing

TUFCO TECHNOLOGIES INC 4

Accession 0001209191-14-014733

CIK 0000895329operating

Filed

Feb 26, 7:00 PM ET

Accepted

Feb 27, 11:39 AM ET

Size

18.0 KB

Accession

0001209191-14-014733

Insider Transaction Report

Form 4
Period: 2014-02-24
Transactions
  • Disposition to Issuer

    Options to Buy

    2014-02-243,00015,000 total
    Exercise: $0.00From: 2014-02-24Exp: 2018-05-15Common Stock (3,000 underlying)
  • Disposition to Issuer

    Options to Buy

    2014-02-243,00012,000 total
    Exercise: $2.09From: 2014-02-24Exp: 2019-05-12Common Stock (3,000 underlying)
  • Disposition to Issuer

    Options to Buy

    2014-02-243,0009,000 total
    Exercise: $1.87From: 2014-02-24Exp: 2020-05-18Common Stock (3,000 underlying)
  • Disposition to Issuer

    Options to Buy

    2014-02-243,0006,000 total
    Exercise: $2.54From: 2014-02-24Exp: 2021-05-26Common Stock (3,000 underlying)
  • Disposition to Issuer

    Options to Buy

    2014-02-243,0003,000 total
    Exercise: $2.82From: 2014-02-24Exp: 2022-05-23Common Stock (3,000 underlying)
  • Disposition to Issuer

    Options to Buy

    2014-02-243,0000 total
    Exercise: $0.42From: 2014-02-24Exp: 2023-06-14Common Stock (3,000 underlying)
Footnotes (6)
  • [F1]The price listed represents the difference between the exercise price of the options, $7.00, and the merger consideration of $6.07 at which all shares of common stock were cancelled and exchanged for the said merger consideration (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 20, 2013, by and among Tufco Holdings, LLC, Packers Acquisition Sub, Inc. and Tufco Technologies, Inc. (the "Merger Agreement"). As the exercise price is greater than the Merger consideration, the conversion price is deemed to be $0.
  • [F2]The price listed represents the difference between the exercise price of the options, $3.98, and the Merger consideration pursuant to the Merger Agreement, $6.07.
  • [F3]The price listed represents the difference between the exercise price of the options, $4.20, and the Merger consideration pursuant to the Merger Agreement, $6.07.
  • [F4]The price listed represents the difference between the exercise price of the options, $3.53, and the Merger consideration pursuant to the Merger Agreement, $6.07.
  • [F5]The price listed represents the difference between the exercise price of the options, $3.25, and the Merger consideration pursuant to the Merger Agreement, $6.07.
  • [F6]The price listed represents the difference between the exercise price of the options, $5.65, and the Merger consideration pursuant to the Merger Agreement, $6.07.

Issuer

TUFCO TECHNOLOGIES INC

CIK 0000895329

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000895329

Filing Metadata

Form type
4
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 11:39 AM ET
Size
18.0 KB