4//SEC Filing
PGT, Inc. 4
Accession 0001209191-14-015018
CIK 0001354327operating
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 6:21 PM ET
Size
6.4 KB
Accession
0001209191-14-015018
Insider Transaction Report
Form 4
PGT, Inc.PGTI
CASTALDI ALEXANDER R
Director
Transactions
- Sale
Common Stock, par value $0.01 per share
2014-02-25$11.48/sh−100,000$1,148,000→ 102,676 total
Footnotes (3)
- [F1]On November 15, 2013, JLL Associates IV, L.P. effected a pro-rata, in-kind distribution for no additional consideration of 1,352,907 shares of the common stock of PGT, Inc. (the "Company") theretofore owned by JLL Associates IV, L.P. to its partners (the "November Distribution"). The reporting person received 101,776 shares of common stock of the Company in the November Distribution. On January 15, 2014, JLL Associates IV, L.P. effected a pro-rata, in-kind distribution for no additional consideration of 1,334,700 shares of the common stock of the Company theretofore owned by JLL Associates IV, L.P. to its partners (the "January Distribution"). The reporting person received 100,900 shares of common stock of the Company in the January Distribution. The receipt of shares by the reporting person in the November Distribution and the January Distribution was exempt from Section 16 under Rule 16a-9. (continued in footnote 2)
- [F2](continued from footnote 1) The shares listed in Columns 4 and 5 represent the 202,676 shares of common stock of the Company received by the reporting person in the November Distribution and the January Distribution.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.29 to $12.11 per share, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
Documents
Issuer
PGT, Inc.
CIK 0001354327
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001354327
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 6:21 PM ET
- Size
- 6.4 KB